Chief Regulatory Compliance Officer

1 day ago

Melbourne, Victoria, Australia beBeeCompliance Full time $100,000 - $120,000

Job Title: Chief Regulatory Compliance Officer

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About the Role:

">The company seeks a seasoned professional to lead its compliance initiatives and ensure regulatory adherence in the rapidly evolving financial landscape. This role presents an exceptional opportunity for an experienced compliance manager to take their career to the next level by overseeing the development and implementation of effective regulatory frameworks.">

Main Responsibilities:

">* Develop and maintain robust compliance policies, procedures, and training programs to address emerging regulatory requirements* Collaborate with internal stakeholders to ensure seamless execution of regulatory applications and maintenance of current AFSL licenses* Establish and oversee the compliance monitoring plan, AML/CTF program, KYC/client onboarding, trade surveillance, and derivative transaction reporting frameworks* Continuously review and update existing compliance manuals, policies, and procedures to reflect the latest regulatory changes* Proactively identify process gaps and improvement procedures, formulate remediation action plans* Oversee the remediation of self-disclosed non-compliance issues, timely resolution of audit findings, and identified compliance gaps* Develop and deliver senior management and Compliance Committee reporting on regulatory changes, key controls testing, and incidents management* Lead and coach a team of compliance managers and analysts, coordinating with offshore compliance resources as required

Requirements:

">* Minimum 5 years of track record experience in AML and/or Regulatory Compliance functions* Good knowledge of the Corporations Act, ASIC, AFCA, AUSTRAC, and other local regulatory requirements is essential* Demonstrable knowledge of regulatory obligations for an ASIC-regulated financial institution* Previous experience leading and coaching a small team is highly desirable

What We Offer:

">A dynamic work environment that fosters growth and development, coupled with a competitive remuneration package and opportunities for advancement."],

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