
Business Regulatory Advisor
7 days ago
We are seeking an experienced professional to fill the role of Compliance Specialist.
About the Role:The successful candidate will be responsible for maintaining regulatory standards and internal policies, ensuring that our business operates within a compliant framework. This includes monitoring changes in applicable regulations, implementing compliance policies, conducting reviews to ensure adherence to licensee's general obligations, and preparing reports on compliance breaches.
Key Responsibilities:
- Monitor regulatory changes and assess their impact on our business.
- Implement and maintain compliance policies, procedures, and controls.
- Conduct regular reviews to ensure adherence to regulatory obligations.
- Prepare reports on compliance breaches and support corrective actions.
Requirements:
- A minimum of 3 years' experience within a general insurance brokerage business.
- Tier 1 insurance broking accreditation (or similar).
- Exceptional written and verbal communication skills.
- An understanding of compliance review processes, risk, and compliance principles and frameworks.
What You'll Bring:
- Proven decision-making skills, analytical and critical thinking capabilities, and an ethical mindset and commitment to regulatory integrity.
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