Financial Services Compliance Specialist
4 weeks ago
At Anton Murray Consulting, we are partnering with a leading Wealth Management firm in Melbourne to find an experienced Client Onboarding Associate to join their Account Management Team.
This role offers the opportunity to work with a global tier-one organization and contribute to the success of their clients. The ideal candidate will have wealth management / retail broking / client onboarding/ KYC / AML experience and understanding of UK FSA regulations alongside Australian regulations.
About the RoleThis is a contract or temporary position open to working holiday visa-holders as well as those with longer-term visas and residency. Depending on the type of visa, candidates will be considered for a 6-month or 12-month contract with potential to be extended or go permanent.
- The primary focus of this role is reviewing and approving client account documentation, ensuring proper due diligence to KYC rules for new client onboarding or updates to existing client static data.
- Responsibilities include processing new account documentation, providing exceptional service to satisfy the client's needs, and facilitating screening requirements to assess customers for possible risks.
As a Client Onboarding Associate, you will be responsible for:
- Reviewing and approving client account documentation to ensure compliance with current AML/KYC requirements;
- Processing new account documentation to satisfy the client's needs with exceptional service;
- Facilitating screening requirements to assess customers for possible Money Laundering, Terrorist Financing, Tax Evasion, and other risks;
- Escalating regulatory concerns or exceptions to the AMT Manager for further review and discussion;
- Conducting Enhanced Due Diligence where necessary.
We are looking for a candidate with:
- Bachelor's degree or equivalent education or experience;
- At least 3 years' experience in the financial services industry, ideally with previous experience in Compliance or Risk within a private bank or onboarding/periodic review in a top-tier bank;
- Understanding of global AML/KYC standards, in particular Australian and UK-FSA requirements;
- Prior retail broking client service, account opening/client onboarding experience;
- Excellent attention to detail, acute awareness of risk, and ability to work under pressure;
- Proactive nature, excellent verbal and written English communication skills, and effective organizational skills.
This role will pay approximately $350-450 per day plus superannuation, depending on prior experience in relevant positions. This is a great opportunity to gain experience in a dynamic and fast-paced environment while developing your skills and expertise.
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