Senior Manager Licensing Governance

5 days ago


Sydney, New South Wales, Australia Commonwealth Bank Full time
About the Role

We are seeking a highly experienced Senior Manager to lead our Licensing Governance team at the Commonwealth Bank. As a key member of our Compliance team, you will be responsible for managing the Group's financial services and credit licenses, regulated roles, and Prudential Standard compliance.

Key Responsibilities
  • Manage the Group's ASIC Licence Management and APRA Prudential Governance Frameworks, including maintaining CBA's Australian Financial Services Licence (AFSL) and Australian Credit Licence (ACL) requirements.
  • Facilitate Fit and Proper compliance requirements, including Responsible Person role assessments, fit and proper assessments and control testing.
  • Manage the Group's annual APS 310 requirements.
  • Prepare Board and Committee reporting for Licensing and Prudential Standards.
  • Engage with a broad range of stakeholders including senior management, Business Unit and Support Unit Compliance teams, Prudential Standard Owners, and internal/external auditors.
  • Identify and deliver on opportunities to optimise, simplify and streamline licensing and Prudential governance processes.
Requirements
  • Strong experience with financial services legislation either as a compliance or legal professional.
  • Excellent judgement capability and an ability to make sound decisions in a timely manner using a variety of information.
  • Strong experience with managing senior and a variety of other stakeholders.
  • Excellent written and verbal communication skills.
  • Experience in analysing and interpreting data.
About Us

The Commonwealth Bank is committed to supporting our people with flexible working arrangements, including working from home and adjusting start and finish times. We also offer a range of other flexible working options to support our employees' work-life balance.



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