Lead Compliance Professional

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $170,000 - $210,000
Compliance and Governance Specialist

This role plays a critical part in developing, managing compliance frameworks and policies, ensuring the business operates in alignment with policies, procedures and regulatory obligations.

  • Provide expert advisory services on compliance matters to relevant stakeholders across Marsh McLennan.
  • Support development of comprehensive compliance frameworks and policies, and processes that enable effective management of compliance risks.
  • Maintain obligations library for Marsh McLennan Pacific, including line 2 activities for obligations management.
  • Establish and implement monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organisational policies and regulatory obligations.
  • Manage trustee licensing and authorisations of MMC Pacific entities.
  • Conduct reviews of conflicts management plans for managed investment schemes.
About You
  • You are an experienced compliance professional with expertise in regulatory compliance or legal areas, preferably in the Australian financial services industry.
  • Excellent communication and presentation skills are required.
  • Able to provide pragmatic and strategic advice to senior executives and Board stakeholders on risk culture behaviours and consequence, controls, process and administrative matters.
What We Offer
  • A challenging opportunity to drive positive outcomes and bring about change within a large organisation.
  • An environment where you can apply your knowledge of regulatory obligations in relation to superannuation, investments, financial advice, administration, and insurance broking.

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