Risk and Compliance Professional
2 days ago
We are seeking a risk and compliance professional to join our team. As a key member of the Investment Operations department, you will provide expert advice and oversight on all risk and compliance matters.
About the JobYou will be responsible for assessing and overseeing risk and compliance activities, managing and resolving issues and incidents, monitoring actions, and reporting on risk and compliance performance.
You will collaborate with the Legal, Risk and Compliance department and other stakeholders to implement and improve risk and compliance frameworks, policies, and standards.
About YouWe are looking for an experienced professional who excels in providing proactive and solution-oriented support to their stakeholders. Ideally, you have at least 5-7 years of experience in the banking or financial services industries, preferably with exposure to managed investment, IDPS, and/or superannuation products.
You will be able to manage your time effectively, communicate clearly and persuasively, present confidently, and engage with various stakeholders. You will also be able to work independently and collaboratively in a fast-paced and dynamic environment.
Specifically, you should have:
- Experience in financial markets and investment operations.
- Experience in compliance reviews and audit.
- Solid knowledge of relevant financial services laws and regulator expectations (e.g., ASIC/APRA/OAIC).
- Ability to analyze data and trends to provide insights and recommendations.
At Netwealth, people are our core strength, and we invest in our employees no matter what stage of life they are in. When you're at your best, we're at our best.
We prioritize the growth of our employees, and you'll be able to learn and develop yourself and your career. We provide access to further education and diverse training opportunities, and we actively support internal mobility.
We have a flexible working policy with the expectation you'll spend 4 days a fortnight in our office. Our Melbourne CBD location offers modern facilities and amenities.
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