Operational Risk and Compliance Specialist

4 days ago

Sydney, New South Wales, Australia beBeeRiskManager Full time
About The Role

This Senior Manager Compliance and Operational Risk position is a key role within our team, responsible for providing specialist advice and assurance on Operational Risk and Compliance matters. The successful candidate will have strong compliance experience supporting Institutional Lending, Global Markets and Trade Finance Operations functions or Business Lines.

The ideal candidate will be able to work independently on initiatives, while also being a team player when collaboration is needed. They will possess high-quality written and verbal communication skills, report writing, evidence gathering and data capabilities.

They will be able to engage pragmatically as a trusted but independent partner with stakeholders, and provide constructive challenge across all levels. A curious and humble mindset, understanding of external trends and changes, interest in learning, to build risk management best practice are essential for this role.

Key Responsibilities
  • Provide independent, pragmatic and value-adding Compliance and Op risk advice, risk in change assessments, assurance and approval/acceptance for the risk associated with the support provided by the Operations function to the IB&M business.
  • Monitor and report 3LoA activities to the Executive Manager, including BAU management of the Risk Management Approach, Compliance Management Framework and the Operational Risk Management Framework in support of CPS 220.
  • Provide input to the Executive Manager into regulatory submissions, attestations, incident notification, regulatory consultations, regulatory change implementation and other matters as required under CBA's internal frameworks, policies and governance.
  • Act as the lead Compliance SME for stakeholder engagements and provide constructive challenge across all levels.
  • Contribute to the oversight and monitoring of key operational controls, issues and incidents, risk in change and licensing and obligations, risk acceptance.
  • Support the appropriate identification, escalation and reporting of all related compliance and operational risk matters to the relevant stakeholders, including the relevant NFRCs, your EM/GM and to the Technology and Operations CRO.
Leadership Expectations
  • Work as part of a cross-skilled and curious team that can support a range of areas both analytically and commercially.
  • Speak up and contribute to appropriate Line 2 oversight and challenge.
  • Provide ideas for Line 2 risk management and assurance activities, analytics, and reporting.
  • Contribute to a culture of learning and collaboration.
  • Role model behaviours that are consistent with CBA values expectations and leadership principles.
About You

We're interested in hearing from people who have:

  • Strong compliance experience supporting Institutional Lending, Global Markets and Trade Finance

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