Risk and Compliance Professional

2 days ago

Melbourne, Victoria, Australia beBeeCompliance Full time $90,000 - $130,000

About Netwealth is a catalyst for change, inspiring a new perspective on wealth and a brighter future.

Our innovative platform reflects our commitment to excellence and cutting-edge technology. Founded in 1999, we have grown rapidly, driven by an entrepreneurial spirit that encourages us to challenge the status quo.

We are a collective of passionate individuals dedicated to making life better for more Australians. Our values—Curious, Optimistic, Courageous, Collaborative, Agile, and Genuine—are guiding principles that shape our decisions and define how we present ourselves to the world.

The Opportunity

You will provide expert advice and oversight to our Investment Operations department on all risk and compliance matters. You will assess and oversee risk and compliance activities, manage and resolve issues and incidents, monitor actions, and report on risk and compliance performance.

You will collaborate with our Legal, Risk and Compliance department and other stakeholders to implement and improve risk and compliance frameworks, policies and standards.

About You

We are looking for an experienced professional who excels in providing proactive and solution-oriented support to their stakeholders. Ideally, you have at least 5-7 years of experience in the banking or financial services industries, preferably with exposure to managed investment, IDPS and/or superannuation products.

You will be able to manage your time effectively, communicate clearly and persuasively, present confidently and engage with various stakeholders.

You will also be able to work independently and collaboratively in a fast-paced and dynamic environment.

Key Skills and Qualifications
  • Experience in financial markets and investment operations
  • Compliance reviews and audit
  • Sound knowledge of relevant financial services laws and regulator expectations (e.g., ASIC/APRA/OAIC)
  • Data analysis and trend interpretation to provide insights and recommendations
Life at Netwealth

We invest in our employees' growth, offering access to further education, diverse training opportunities, and strong support for career development. We are proud to be recognised as one of the top 5 companies in Australia for Career Development.

We offer a range of benefits focused on health, wellbeing, and personal development, including family-friendly support, wellness perks, and a vibrant culture.

We're committed to equity and inclusion through our initiatives. If you require any reasonable adjustments during the recruitment process, please contact us.

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