Risk and Compliance Professional

6 days ago

Melbourne, Victoria, Australia beBeeCompliance Full time $180,000 - $200,000
Job Description

At the forefront of risk and compliance, we are bolstering our capability to support a resilient future.

We seek a talented individual to join our Risk and Compliance team. This role will be based in either Sydney or Melbourne office. As a Comprehensive Assurance Manager, you'll play a pivotal part in assessing and evaluating effectiveness, efficiency, and consistency in implementation of relevant policies and key entity level controls over material risks and compliance obligations.

Key Responsibilities:

  • Develop an understanding of the business model, strategy, risk appetite, and risk profile, as well as the external environment.
  • Contribute to evolving the monitoring and oversight program, ensuring it remains aligned to strategic objectives, material risks/obligations, and industry emerging risks.
  • Execute comprehensive assurance activities in accordance with agreed terms of reference: objective, scope, methodology, and timing.
  • Maintain appropriate tools and operating procedures in relation to assurance activities.
  • Document fact-based observations and recommendations, supported by rationale and evidence.
  • Document concise and meaningful professional risk and compliance reports for relevant management and board level risk forums and committees.
  • Track and monitor resolution of issues arising from assurance activities.

Required Skills and Qualifications

Ideal candidate should have at least 1-2 years working in a similar risk, compliance, legal, and/or audit role in a financial and/or professional services environment related to superannuation, managed investment schemes, custodian arrangements, funds management, or investments.

Experience working in or providing services to a regulated financial services business, with an ability to interpret and apply associated legislative requirements.

Sound understanding and ability to operate within Risk and Compliance frameworks, including the ability to consider risk strategically and take a commercial approach to compliance when required.

Ability to analyse data and collate and prepare observations/reports in relation to risk profiles, compliance plans, statutory requirements, incidents, audit, and complaints data.

Strong written and verbal communication, with foundation capability of providing executive-level information.

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