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Market Compliance Specialist

The Market Compliance Specialist plays a pivotal role in ensuring the integrity of our organization's financial activities.

This key position involves providing expert guidance on regulatory requirements, guaranteeing that business operations align with industry standards and best practices.

  • Develop and maintain comprehensive compliance coverage for Equities-related business, encompassing Research Sales, High Touch Sales Trading, Program Trading, and Facilitation Trading.
  • Monitor and analyze regulatory updates, identifying potential risks and developing strategies to address them effectively.
  • Collaborate with Global Compliance counterparts to stay informed about global initiatives and APAC-specific issues, fostering a culture of continuous improvement.
  • Contribute to the design, development, implementation, and ongoing operation of the Compliance program, ensuring seamless integration with existing processes.
  • Prepare and deliver Compliance training materials, as well as draft and manage the rollout of policies, procedures, and guidelines, promoting a culture of excellence.

As a valued member of our team, you will have the opportunity to work in a dynamic environment that values integrity, professionalism, and adaptability. If you possess strong analytical skills, excellent written communication, and the ability to navigate complex information technologies, we encourage you to apply for this exciting role.

Key Skills and Qualifications:
  • Strong understanding of regulatory requirements and industry standards
  • Excellent analytical and problem-solving skills
  • Effective written and verbal communication skills
  • Ability to work collaboratively in a team environment
  • Proficiency in information technologies and software applications

This is an excellent opportunity to join a forward-thinking organization that prioritizes employee growth and development. We offer a competitive compensation package and a range of benefits to support your overall well-being.

What We Offer:
  • Competitive salary and bonus structure
  • Comprehensive health insurance and wellness programs
  • Ongoing professional development opportunities
  • A dynamic and supportive work environment