Financial Services Risk Associate
4 weeks ago
Job Summary:
We are seeking a highly skilled Financial Services Risk Associate to join our team in Melbourne or Sydney. As a key member of our Account Management Team, you will be responsible for supporting all operational processes for CIP KYC and PEP reviews.
Key Responsibilities:
- Review documentation provided by clients and Sales teams.
- Evaluate regulatory concerns or exceptions and escalate to Managers for further review.
- Identify high-risk triggers or accounts and escalate for Global Financial Crimes (GFC) signoff.
- Validate the accuracy of values impacting client ML/TF risk, such as Source of Wealth (SoW) and Total Net Worth.
- Collaborate with Sales teams to share KYC and ML/TF related guidance.
- Ensure periodic review and approval records are retained properly in internal databases.
Requirements:
- Bachelor's degree or equivalent education or experience.
- At least 3 years' experience in the financial services industry, preferably with Risk and Compliance experience.
- Understanding of global AML/KYC standards, particularly Australian and UK-FSA requirements.
- Strong analytical and organizational skills.
- Effective communication skills to instruct and advise Sales teams and stakeholders.
- Able to work independently and collaboratively in a dynamic environment.
What We Offer:
A competitive daily rate plus super, depending on prior experience in relevant positions.
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