Financial Services Risk Associate

4 weeks ago


Melbourne, Victoria, Australia Anton Murray Consulting Full time

Job Summary:

We are seeking a highly skilled Financial Services Risk Associate to join our team in Melbourne or Sydney. As a key member of our Account Management Team, you will be responsible for supporting all operational processes for CIP KYC and PEP reviews.

Key Responsibilities:

  • Review documentation provided by clients and Sales teams.
  • Evaluate regulatory concerns or exceptions and escalate to Managers for further review.
  • Identify high-risk triggers or accounts and escalate for Global Financial Crimes (GFC) signoff.
  • Validate the accuracy of values impacting client ML/TF risk, such as Source of Wealth (SoW) and Total Net Worth.
  • Collaborate with Sales teams to share KYC and ML/TF related guidance.
  • Ensure periodic review and approval records are retained properly in internal databases.

Requirements:

  • Bachelor's degree or equivalent education or experience.
  • At least 3 years' experience in the financial services industry, preferably with Risk and Compliance experience.
  • Understanding of global AML/KYC standards, particularly Australian and UK-FSA requirements.
  • Strong analytical and organizational skills.
  • Effective communication skills to instruct and advise Sales teams and stakeholders.
  • Able to work independently and collaboratively in a dynamic environment.

What We Offer:

A competitive daily rate plus super, depending on prior experience in relevant positions.



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