Risk and Compliance Professional

4 weeks ago

Sydney, New South Wales, Australia Anton Murray Consulting Full time
Job Title: Risk & Compliance Manager

Anton Murray Consulting is seeking a highly skilled Risk & Compliance Manager to join our team in Sydney. As a key member of our organization, you will play a critical role in delivering a contemporary risk management framework and partnering with senior leaders to influence risk activities across the business.

About the Role:

This is a key role within the business, responsible for defining and embedding the 2nd Line of Defence, in accordance with the Risk Management Framework. You will drive awareness and effective management of operational risks, compliance requirements, and controls, including involvement in business and regulatory initiatives, change management, and projects.

Key Responsibilities:
  • Develop outstanding relationships with stakeholders to drive change and deliver value, and be an advocate for a positive risk culture.
  • Educate and advise stakeholders on the development of strong risk and compliance capabilities within the business.
  • Mentor, guide, and support the development of strong risk and compliance capabilities within the team and across the business.
  • Represent the group at industry events and with regulators.
  • Build, maintain, and provide oversight and advice on governance, risk, and compliance frameworks that facilitate timely identification of issues and escalation to the Head of and the Board.
  • Ensure the Compliance Framework adequately addresses identification and recording of compliance obligations, monitoring compliance with obligations, identification, assessment, and resolution of incidents, and compliance training.
  • Ensure the risk and compliance frameworks and related policies are maintained and implemented across the business.
  • Liaise with auditors and external consultants as necessary to improve the effectiveness of operational risk and compliance implementation.
  • Responsible for providing information to external Auditors for AFSL, Financial Statements, and ASIC Deed Poll Audits. Educate staff and management across the business in relation to sound risk management practices, processes, and systems.
  • Undertake targeted assurance reviews to ensure risks are appropriately and effectively managed.
Requirements:
  • Legal background / LLB Degree (Highly desirable)
  • Over 5 years' experience in financial services risk and compliance roles.
  • Experience within Custody, Managed Investments, and/or Asset Management or corporate trustee businesses (preferred)
  • Good understanding of Trustee ACL and AFSL regulatory obligations
  • Excellent interpersonal and communication skills
  • Understanding of business process, controls, and assurance.

We are seeking candidates with a strong background in risk and compliance, excellent communication skills, and the ability to work effectively in a team environment. If you are a motivated and experienced professional looking for a new challenge, please submit your application.

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