Risk & Compliance Leader

5 days ago


Sydney, New South Wales, Australia Sharp And Carter Full time

Job Title:

Risk & Compliance Leader

Company Overview:

Sharp and Carter, a reputable firm in the banking and financial services sector, seeks an exceptional leader to spearhead its risk and compliance initiatives.

The ideal candidate will possess a deep understanding of regulatory frameworks, strong analytical skills, and excellent communication abilities. With a focus on ensuring adherence to Australian Financial Services Licence (AFSL) conditions, this role is pivotal in maintaining the company's reputation and integrity.

Key Responsibilities:

  1. Lead the development and implementation of the Risk Management Framework, ensuring proactive management of risks across the organization.
  2. Maintain and update risk, compliance, and regulatory documentation, guaranteeing accuracy and timeliness.
  3. Facilitate risk and compliance committee meetings, providing comprehensive agendas and minutes.
  4. Serve as Company Secretary for AFSL licensee meetings, liaising with authorities such as ASIC, APRA, AUSTRAC, and OAIC.
  5. Act as Compliance Officer, Privacy Officer, and AML/CTF Officer, conducting regular staff training on risk and regulatory topics.

Qualifications & Skills:

  • Bachelor's degree in law, finance, or economics with 8-10 years of industry experience within a leading bank or investment/private credit provider.
  • Expertise in regulatory frameworks, strong analytical skills, professional communication, and problem-solving abilities.
  • Strong business acumen, collaborative teamwork skills, and self-motivation.

Compensation Package:

We offer a competitive salary of $250,000 per annum, reflecting the importance of this role in driving our company's success.



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