Compliance Professional

2 weeks ago

Sydney City Of Brisbane Melbourne, Australia beBeeCompliance Full time $150,000 - $180,000
Regulatory Compliance Specialist

We are seeking a skilled regulatory compliance specialist to join our risk management team.

  • Support the development and implementation of incident and breach management frameworks, policies, tools, systems, and processes.

This role will provide expert advisory services on compliance incidents and breach reporting, focusing on superannuation, investments, financial advice, administration, insurance, privacy, and AML/CTF.

The ideal candidate will have experience in compliance or legal roles within the Australian financial services industry, with a strong understanding of regulatory obligations and legislative requirements.

You will be responsible for analyzing and communicating complex matters in a commercially sensible way, providing strategic advice to senior stakeholders on compliance incidents.

Excellent presentation, communication, and negotiation skills are essential for this role.

A sound knowledge of risk management systems, frameworks, and processes, particularly in respect of incident and breach reporting, is also required.

  • Provide expert compliance advice and support on compliance incidents and breach reporting.
  • Undertake compliance assessments of incidents to support the regulatory breach assessment process.

Present compliance assessments to relevant stakeholders and forums as required.

Support the governance of relevant forums, including preparation of supporting documentation, preparation of minutes, and reporting to relevant stakeholders.

Assist in the provision of compliance advice, insights, and themes to key stakeholders in relation to incidents and breaches.

Prepare reports to regulators in respect of investigations, breaches, and responding to regulatory requests for information.

  • Strong analytical and problem-solving skills.
  • Ability to communicate complex ideas simply and effectively.
  • Excellent organizational and time management skills.

Marsh McLennan is committed to creating a diverse, inclusive, and flexible work environment.

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