
Compliance Professional
1 week ago
Job Title:
We are seeking a Compliance Manager to join our team in Sydney or Brisbane.
This is an exciting opportunity for the successful candidate to take the next step in their career and contribute to a growing business.
Role OverviewThe Compliance Manager will be responsible for conducting incident management and complaint management processes, ensuring compliance with relevant legislation and regulatory requirements, including those specific to the superannuation industry.
Conduct root cause analysis, document proposed remediation plans for internal and external approval, and follow through to resolution
Maintain incident management and complaint management procedures and protocols to ensure effective handling, incorporating any improvements to ensure efficiency and effectiveness
Communicate with complainants to provide updates and resolve issues satisfactorily
Ensure timely submission of regular reports on incidents and complaints, including analysis and recommendations for improvements
The successful candidate will have strong analytical skills and excellent communication abilities, with experience working in the superannuation industry in fund administration for 5+ years. The role requires knowledge of key legislation and regulatory environment, as well as strong interpersonal and PC skills.
RequirementsRG146 General Advice in Superannuation
Previous experience working in the Superannuation Industry in fund administration for 5+ years
Strong understanding of Financial Services Industry, with knowledge of key legislation and regulatory environment
Excellent interpersonal skills
Well-developed PC skills eg. Word, Excel, Outlook with speed and accuracy
We offer competitive remuneration commensurate with skills and experience, training and development opportunities, and a genuinely unique opportunity to be part of an expanding large global business.
About UsWe're a people-powered business with a vision to inspire a new era of service-led FinTech. We're expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We'll make sure the time and effort you put in takes you further, faster.
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