Compliance Manager

1 week ago

Sydney, New South Wales, Australia ING Full time
About the Role

We are seeking an experienced Compliance Manager to join our Financial Crime Compliance Team at ING. As a key member of our team, you will play a crucial role in ensuring the bank's compliance with local and global regulatory requirements.

Key Responsibilities
  • Implement and maintain ING's global Financial Crime Compliance policies and procedures.
  • Provide timely and accurate advice to the Retail and Wholesale business on Financial Crime Compliance matters.
  • Collaborate with the Retail and Wholesale Business, KYC Centre of Excellence, and KYC Operations to ensure control gaps are identified and addressed.
  • Support the Secretary of the Client Integrity Risk Committee with recommendations on unacceptable risk customers.
  • Focus on continuous improvement of related Line 1 procedures and processes.
  • Support the Retail and Wholesale business with the completion of Risk & Self Control Assessments (RSCA) and Product Approval Review Process (PARPs) regarding Financial Crime risks.
  • Participate in the annual ML/TF Enterprise-Wide Risk Assessment (EWRA) and the Systemic Integrity Risk Assessment (SIRA).
  • Investigate and provide advice on AML/CTF related complaints/referrals within SLA.
Requirements
  • Strong Financial Crime Compliance advisory experience within a 2nd line FCC team from the banking and financial services industry.
  • Sound knowledge of Australian AML/CTF laws and regulatory requirements.
  • Minimum 8 years' experience in the financial services industry specifically related to AML activities.
  • Excellent analytical skills and ability to provide business-oriented solutions.
  • Ability to consider alternative solutions to a problem while maintaining compliance with regulatory requirements.
What We Offer
  • Discounted ING Health Insurance.
  • An additional Rest Day to support your wellbeing.
  • An IMPACT day to volunteer on an approved sustainability activity.

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