Compliance Manager

3 days ago

Sydney, New South Wales, Australia Link Group Full time
About Link Group

Link Group is a leading global business connecting millions of people with their assets – safely, securely, and responsibly.

We have over 6500 employees across 4 continents and continue to grow every day.

Our business is a global leader in the administration of superannuation and retirement solutions, with a strong presence in the Australian market.

The Role

The Compliance Manager, Risk and Compliance is an Australian based role within the Risk, Compliance, Controls & Assurance function, which leads the risk and compliance agenda.

**Key Responsibilities:**

  • Drive the development, implementation and improvement of the Compliance Management System, including compliance frameworks, policies, standards, processes and procedures.
  • Ensure the compliance management system is operating effectively and enables the business to mitigate or minimise the risk of legal or regulatory sanctions, material financial loss or reputational damage.
  • Ensure the frameworks for compliance, complaints, incidents and breaches of regulatory obligations is robust and adheres to regulatory requirements, guides and standards (e.g. ISO 37301:2021 Compliance management systems).
  • Conduct compliance risk assessments, develop compliance plans, conduct compliance reviews and monitoring, and prepare compliance reporting for Boards and Committees.
  • Prepare and deliver training in relation to regulatory requirements and compliance management system, including compliance frameworks, policies, standards, processes and procedures.
  • Provide compliance interpretive advice and guidance to operational staff.
  • Assist with breach assessments and regulatory reporting.
  • Promote a sustainable culture of risk awareness in the business that is consistent with company's core values.
Requirements

**Qualifications and Experience:**

  • Qualifications in Business, Commerce, Law or a related field are desirable, combined with ongoing professional development, such as post-graduate or vocational study.
  • Strong knowledge and understanding of the superannuation regulatory and operational environment, policy development and key legislation relevant to the superannuation and financial services in Australia, including but not limited to Superannuation Industry (Supervision) Act, Corporations Act, AML/CTF Act and Privacy Act, associated regulations, instruments and regulatory guides.
  • Practical and demonstrated experience working in the superannuation industry.
  • Knowledge and understanding of risk and compliance management frameworks.
What We Offer

**Employee Benefits:**

  • Flexi Works – enabling our employees to work in the office and at home.
  • Purchased Leave, Parental Leave, Volunteer Leave, Gender transition leave, Well-being leave.
  • Employee Recognition Program - to recognise people who are demonstrating our values and Company purpose.
  • Talent Referral Program.
  • Salary Sacrificing via Superannuation.
  • Employee Assistance Program.
  • Learning & Development - Development at your fingertips via self-paced learning, including educational assistance support.
  • Employee discounts – Access discounted rates and offers from a variety of providers including Bupa and Microsoft.
About Us

We are an inclusive employer whose people work collaboratively.

We encourage, support and value the various talents and perspectives of our people and promote a flexible and blended work environment where our people can thrive, and their wellbeing is supported.

We know that diversity drives better client outcomes, continuous improvement, and growth.

Be part of our company and together we will achieve our full potential.

We treat all individuals fairly and equitably and do not discriminate on the basis of diverse characteristics including, but not limited to gender, gender identity, sexual orientation, age, ethnicity, cultural background, physical abilities/disabilities, religious or political belief, marital or family status or carers responsibilities.

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