Senior Compliance Officer

18 hours ago

Melbourne, Victoria, Australia capital Full time
Compliance Excellence at the Forefront of Digital Assets

We are a pioneering trading platform revolutionizing the financial landscape with cutting-edge technology and exceptional client experiences. Our dedication to delivering outstanding results has earned us prestigious industry awards, and we continue to seek talented individuals to join our expanding team.

About the Role

The Head of Compliance and Designated AML Officer will be instrumental in shaping and implementing compliance practices that meet the highest regulatory standards, ensuring seamless operations across our global presence.

  • Liaise with key regulatory bodies (ASIC, AFCA) to ensure timely reporting and adherence to regulatory expectations.
  • Provide expert advice to the board of directors and senior management on critical compliance matters.
  • Maintain an up-to-date understanding of relevant business practices and regulations, leveraging this knowledge to inform strategic decisions.
  • Develop and implement local operational procedures that align with regulatory requirements, maintaining comprehensive documentation.
  • Ensure staff receive rigorous training on local regulatory requirements, guaranteeing competence and adherence to regulator-mandated regimes.
  • Offer guidance to staff on regulatory matters as needed, fostering a culture of compliance excellence.
  • Conduct regular monitoring to verify that business activities align with internal rules and regulations, documenting findings and recommending improvements.
  • Evaluate client due diligence procedures to ensure their adequacy and effectiveness.
  • Address any compliance-related concerns promptly, conducting thorough investigations where necessary.
  • Assess the company's overall compliance status, providing regular updates to senior management and the board of directors.
  • Design and review internal policies and procedures related to compliance, risk management, and anti-money laundering/terrorist financing controls, ensuring they align with international and local regulations.
  • Monitor and evaluate the effective implementation of these policies, providing corrective guidance when necessary and informing the board of directors.
  • Identify and document risks associated with existing and new customers, financial instruments, and services, updating systems and procedures accordingly.
  • Collaborate with internal and external auditors to ensure compliance with regulatory expectations.
  • Offer expertise and guidance to employees on general compliance matters.
  • Determine departments requiring additional training and organize sessions to enhance staff competencies.
  • Develop and execute an annual staff training program, assessing its effectiveness.
  • Prepare the Annual Report of the Compliance Officer.
  • Respond to requests from regulatory bodies, providing requested information in a timely manner.
Requirements
  • Bachelor's degree in law (preferably)
  • 5 years of experience in a similar role
  • Strong working knowledge of Australian financial services regulations and requirements
  • Desirable experience in the CFD and margin FX industry within Australia
  • Experience working in a global financial institution
  • Excellent problem-solving skills, with a proven track record of managing complex stakeholders
  • Able to work independently, with a hands-on approach
  • Confident communication skills, both written and oral
  • Team leadership and management experience
  • Eligibility to work in Australia
What You'll Get in Return
  • Competitive salary: $120,000 - $180,000 per annum
  • International collaboration opportunities
  • State-of-the-art equipment
  • Generous annual leave policy
  • Employee referral program
  • Comprehensive private medical insurance
  • Annual performance review cycle

  • Senior Compliance Officer

    2 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    RoleWe are seeking a highly skilled Senior Compliance Officer to join our team in Melbourne. The successful candidate will have a direct reporting line into our Singapore office and will be responsible for undertaking conflict searches, analysing reports, and escalating potential issues for resolution.Key ResponsibilitiesUndertake conflict searches and...

  • Senior Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    RoleWe are seeking a highly skilled Senior Compliance Officer to join our team in Melbourne. The role will involve working closely with our Singapore office and will provide an excellent opportunity to develop your skills in risk and compliance.Key ResponsibilitiesUndertake conflict searches, analysing reports and escalating potential issues for resolution...

  • Senior Compliance Officer

    7 days ago

    Melbourne, Victoria, Australia Department of Justice and Community Safety, Victoria Full time

    Senior Complaints Officer Role with the Department of Justice and Community Safety, VictoriaWorking with the Department of Justice and Community Safety, Victoria, as a Senior Complaints Officer is a key opportunity to contribute to a leading organization in the public sector. This role involves managing complaints and public interest disclosures in...

  • Senior Risk and Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    We're a global law firm with a strong presence in multiple regions, seeking a highly skilled and detail-oriented individual to join our General Counsel & Risk Team. As a Senior Risk and Compliance Officer, you will play a critical role in ensuring the firm's compliance with various laws and regulatory rules, while also providing support to lawyers and PAs on...

  • Senior Risk and Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    RoleWe are seeking a highly skilled and experienced Senior Risk and Compliance Officer to join our team in Melbourne. The successful candidate will have a direct reporting line into our Singapore office and will be responsible for undertaking conflict searches, analysing reports, and escalating potential issues for resolution.Key ResponsibilitiesUndertake...

  • Senior Compliance Officer

    2 months ago

    Melbourne, Victoria, Australia FourQuarters Recruitment Full time

    About the RoleWe are seeking a highly skilled Senior Compliance Analyst to join our Enterprise Compliance team. As a key member of our team, you will play a critical role in ensuring the effective management of breaches and reportable incidents.Key ResponsibilitiesOversee the breach assessment and reporting process to ensure timely and accurate communication...

  • Senior Compliance Officer

    1 month ago

    Melbourne, Victoria, Australia Public Sector People Full time

    Team Leader Development ComplianceWe are seeking an experienced and dynamic Team Leader Development Compliance to join our client, a highly respected organisation dedicated to fostering a sustainable, thriving community. This is an exceptional opportunity to step into a leadership role within a proactive team, overseeing critical investigations under the...

  • Senior Risk and Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Norton Rose Fulbright Full time

    RoleWe are seeking a highly skilled and motivated individual to join our team as a Senior Risk and Compliance Officer. The successful candidate will be responsible for undertaking conflict searches, analysing reports, and escalating potential issues for resolution to escalation points.Key ResponsibilitiesUndertake conflict searches and analyse reports to...

  • Senior Compliance Auditor

    3 weeks ago

    Melbourne, Victoria, Australia Agriculture, Fisheries and Forestry Full time

    Agriculture, Fisheries and Forestry is seeking a Senior Auditor to join our team in ensuring the compliance of import and export registered establishments, industry, Authorised Officers and entities operating under approved arrangements.The Senior Auditor will conduct audits across commodities and functions against the relevant criteria, building strong...

  • Senior Compliance Officer for International Student Services

    1 day ago

    Melbourne, Victoria, Australia La Trobe University Full time

    About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our team at La Trobe University. This is a full-time, fixed-term position until 8th September 2025, with a competitive salary including 17% Superannuation.Key ResponsibilitiesEnsure compliance with the ESOS Act and National Code through timely reporting to relevant...

  • Compliance Officer

    1 month ago

    Melbourne, Victoria, Australia Kaizen Recruitment Full time

    About the RoleWe are seeking a highly skilled Compliance Officer to join our team at Kaizen Recruitment. As a Compliance Officer, you will play a critical role in ensuring that our client's financial services organisation meets all regulatory requirements.Key Responsibilities:Establish strong relationships with clients and stakeholders to ensure effective...

  • Compliance Officer

    2 weeks ago

    Melbourne, Victoria, Australia ACS Australia Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Compliance Officer to join our team at ACS Australia.As a Compliance Officer, you will play a key role in ensuring our organization's regulatory compliance and risk management practices are aligned with industry standards.Key Responsibilities:Conduct quality assurance reviews of education...

  • Senior Compliance Manager

    1 month ago

    Melbourne, Victoria, Australia FourQuarters Recruitment Full time

    Senior Compliance ManagerWe are seeking an experienced Senior Compliance Manager to join our client's Line 2 team within its Risk and Compliance Group. This role offers an exciting opportunity to take hands-on responsibility for growing and developing the Compliance function, leading strategic initiatives and uplifting maturity across the organisation.About...

  • Chief Compliance Officer

    17 hours ago

    Melbourne, Victoria, Australia Myob Full time

    Role OverviewA leading business management platform is seeking a strategic and commercially focused Chief Compliance Officer to support its rapidly growing Financial Services business. This role will provide specialist expertise within an established Governance, Risk, and Compliance Team that supports Australian and New Zealand operations.About the RoleWe...

  • Compliance Officer

    3 weeks ago

    Melbourne, Victoria, Australia Rest Full time

    Job DescriptionRest is seeking a highly skilled Compliance Officer to join their team. As a key member of the Compliance team, you will play a critical role in maintaining and monitoring Rest's Compliance Management Framework to ensure compliance with relevant legislation, regulations, codes, and standards.Key Responsibilities:Maintenance and monitoring of...

  • Compliance Officer

    1 month ago

    Melbourne, Victoria, Australia ACS Australia Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Compliance Officer to join our team at ACS Australia. As a Compliance Officer, you will play a critical role in ensuring the organization's compliance with regulatory requirements and maintaining a high level of quality assurance.Key ResponsibilitiesSupport Quality Assurance Activities:...

  • Head of Compliance and Designated AML Officer

    3 weeks ago

    Melbourne, Victoria, Australia capital Full time

    Job SummaryWe are seeking a highly skilled and experienced Head of Compliance and Designated AML Officer to join our team. As a key member of our compliance department, you will be responsible for leading the development and implementation of our compliance practices and procedures, ensuring that we meet all relevant regulatory requirements.Key...

  • Principal Compliance Officer

    2 weeks ago

    Melbourne, Victoria, Australia Labour Hire Authority Full time

    About the RoleThe Labour Hire Authority is seeking a highly skilled Principal Compliance Officer to lead our Compliance Program. As a key member of our Intelligence, Compliance and Enforcement Division, you will be responsible for developing and executing elements of our Compliance Program, with a focus on high-risk industries and harms.Key...

  • Information Compliance Officer

    8 minutes ago

    Melbourne, Victoria, Australia Dixon Appointments Full time

    About the CompanyDixon Appointments partners with leading government departments to provide expert recruitment solutions.SalaryA competitive hourly rate of $69.00 plus super.Job DescriptionWe are seeking an experienced Senior Freedom of Information (FOI) Officer to join our client's team in the heart of Melbourne's CBD.About the RoleAs a Senior FOI Officer,...

  • Senior Compliance Specialist

    1 month ago

    Melbourne, Victoria, Australia Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Role SummaryThe Senior Compliance Consultant will be part of our APAC Asset...