Financial Services Regulatory Expert

4 days ago


Sydney, New South Wales, Australia Hamilton Locke Full time
Company Overview

Hamilton Locke is a leading financial services law firm recognised for its expertise in funds structuring and compliance issues.

About the Role

We are seeking a Senior Lawyer with at least 5 years of post-qualification experience to join our Funds team in Sydney. The successful candidate will have a background in financial services regulatory, investment product, and/or fund-related matters.

Key Responsibilities
  • Advise on complex regulatory issues affecting the funds and financial services industry.
  • Develop innovative solutions and complex transactions related to funds licensing, disclosure, marketing outsourcing, arrangements, and distribution issues.
Requirements

To be successful in this role, you will possess:

  • A minimum of 5 years' post-qualification experience.
  • A strong client service focus and excellent communication skills.
  • Strong client management and negotiation skills.
  • Effective written and verbal communication skills.
  • A team player with strong time and project management skills.
Benefits

This is a fantastic opportunity to work closely with Erik Setio, a highly respected lawyer in the financial services industry. You will receive mentorship, training, and development opportunities to enhance your skills and career growth.

You will also enjoy a competitive remuneration package, flexible working arrangements, and a clear performance bonus scheme.

Salary

The estimated annual salary for this role is $200,000-$250,000 AUD, depending on experience.



  • Sydney, New South Wales, Australia Future You Full time

    About UsAt Future You, we're one of Australia's leading financial services organisations, known for our high-performing and values-led culture.We're a customer-focused team that delivers top-notch legal services to motivated professionals. As part of our dynamic team, you'll be involved in delivering high-quality work with expert colleagues who are...

  • Regulatory Expert

    2 weeks ago


    Sydney, New South Wales, Australia Allens Full time

    Company OverviewAllens is a leading law firm that provides expert legal advice to clients across various industries, including superannuation and financial services.We are committed to delivering exceptional results for our clients and providing a supportive and inclusive work environment for our people.SalaryThe estimated salary for this role is $120,000 -...


  • Sydney, New South Wales, Australia Hamilton Locke Full time

    About the RoleWe are seeking a highly experienced Financial Services Regulatory Expert to join our team in Sydney.The successful candidate will have at least 5 years' post-qualification experience and a background in financial services regulatory, investment product, and/or fund-related matters. They will also possess strong client management and...


  • Sydney, New South Wales, Australia Zip Co Full time

    We are seeking a highly skilled Financial Law Expert, Regulatory to join our team at Zip Co Limited.About the RoleThis is an exciting opportunity for a seasoned legal professional with expertise in financial services and consumer finance legislation. As a Financial Law Expert, Regulatory, you will be working closely with our commercial, product, finance,...


  • Sydney, New South Wales, Australia Allens Full time

    About AllensAllens is a leading Australian law firm that provides expert advice to clients in the financial services sector. Our team of experienced lawyers has a deep understanding of the regulatory landscape and works closely with clients to help them navigate complex issues.Job DescriptionWe are seeking a highly skilled Regulatory Lawyer to join our...


  • Sydney, New South Wales, Australia Herbert Smith Freehills Full time

    Herbert Smith Freehills is a world-leading international law firm with a global team of over 5,000 professionals. We are committed to high performance, collaboration, diversity and digital innovation.We advise many of the largest and most ambitious organisations across all major regions of the globe. Our investment funds and Financial Services Regulatory...


  • Sydney, New South Wales, Australia ASIC Full time

    About the RoleWe are seeking a skilled Regulatory Expert to join our team at ASIC. As a key member of our regulatory framework, you will be responsible for ensuring that we effectively regulate the financial services sector.Key ResponsibilitiesUndertake risk-based supervision across the sector and participate in thematic reviews of harms or problems to...


  • Sydney, New South Wales, Australia Hamilton Locke Full time

    About the Role:Hamilton Locke is seeking a highly skilled Lead Financial Services Regulatory Lawyer to join our Sydney-based Funds and Financial Services Practice Group. As a Senior Lawyer, you will play a key role in advising on complex regulatory issues affecting the funds and financial services industry.You will work closely with Erik Setio, a leading...


  • Sydney, New South Wales, Australia Cuscal Limited Full time

    Cuscal Limited is a leading payment solutions provider in Australia, with a strong commitment to innovation and customer satisfaction.We are seeking an experienced Financial Reporting Manager - Treasury Regulatory Expert to join our Finance team. This role will play a key part in ensuring the accuracy and completeness of our financial reports, as well as...


  • Sydney, New South Wales, Australia ING Bank (Australia) Limited Full time

    At ING Australia, we strive to create an inclusive and innovative work environment that empowers our employees to succeed.The Compliance Officer - Risk Assurance role is a key part of this vision, providing 2nd Line Compliance Assurance support to ensure that our controls meet regulatory requirements.This position involves reviewing and assessing the...

  • Regulatory Expert

    3 weeks ago


    Sydney, New South Wales, Australia ASIC Full time

    About the RoleASIC is seeking a highly skilled and experienced Regulatory Expert to join our team. The successful candidate will be accountable for undertaking risk-based supervision across the sector and participating in thematic reviews of harms or problems across the sector.Key Responsibilities:Undertaking risk-based supervision across the sector and...


  • Sydney, New South Wales, Australia AFL Recruitment Full time

    We are seeking a highly skilled Financial Regulatory/Anti-Fraud Lawyer to join our team at AFL Recruitment.As a key member of our Financial Services/Regulatory team, you will thrive on representing BLUE-CHIP clients in complex issues relating to AML/CTF Act, the National Consumer Credit Protection Act, the Banking Act, the Banking Code of Practice, the...

  • Financial Controller

    2 weeks ago


    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Company OverviewAnton Murray Consulting is a leading recruitment agency that specialises in the financial services sector. We work with top-tier clients to find them exceptional talent.Job DescriptionWe are seeking an experienced Financial Controller to join our client's team in Sydney. The successful candidate will be responsible for providing oversight and...


  • Sydney, New South Wales, Australia IMC Financial Markets Full time

    Unlock new career opportunities at IMC Financial Markets, a leading trading firm renowned for its advanced technology and world-class execution capabilities. We're seeking an exceptional Financial Markets Risk Expert to join our dynamic team.About the RoleThis is a high-profile position where you'll operate closely with our Trading and Technology teams to...


  • Sydney, New South Wales, Australia Allens Full time

    About the RoleWe are seeking a Superannuation and Financial Services Regulatory Specialist to join our Funds Super & Financial Services (FSF) team in Sydney. As a key member of our team, you will work closely with our Partners and the wider team, gaining exposure to the most complex and interesting superannuation and broader financial services regulatory...


  • Sydney, New South Wales, Australia AFL Recruitment Full time

    AFL Recruitment is proud to present a challenging and rewarding opportunity for an experienced lawyer to join our client's Financial Services/Regulatory team as a Senior Associate.Company Overview:Our client is a multi-award-winning international law firm with a strong reputation for delivering exceptional results in the field of financial regulation. They...


  • Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Job DescriptionAnton Murray Consulting is assisting a leading global bank with the recruitment of a Financial Controller for an initial 6-month contract. The successful candidate will be responsible for overseeing the legal entities assigned to them, providing financial analysis and insight, and communicating results and issues verbally and in written...


  • Sydney, New South Wales, Australia Insignia Financial Full time

    At Insignia Financial, we're committed to creating financial wellbeing for every Australian.We're seeking an experienced Senior Financial Governance Expert to join our team as the Head of Member Delivery. This is a permanent full-time role based in Sydney with hybrid working arrangements.This position will provide holistic insights and reporting to our...

  • Compliance Manager

    4 weeks ago


    Sydney, New South Wales, Australia IAG Full time

    Embark on a challenging role as a Compliance Manager - Regulatory Change Expert at IAG, where you will provide strategic advice on change, change process, and integrity of changes. Your insights will be invaluable to the Board, Board Committees, and GLT, ensuring an adequately designed assurance program to provide comfort of the integrity of control...


  • Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time

    About This RoleWe're seeking a seasoned Regulatory Risk Management Expert to join our team at the Commonwealth Bank of Australia. As Associate Director, Regulatory Risk, you will play a pivotal role in supporting our business units manage their regulatory obligations and provide subject matter expertise in privacy and records management.Key...