Superannuation and Financial Services Regulatory Specialist

2 months ago

Sydney, New South Wales, Australia Allens Full time

About the Role

We are seeking a Superannuation and Financial Services Regulatory Specialist to join our Funds Super & Financial Services (FSF) team in Sydney. As a key member of our team, you will work closely with our Partners and the wider team, gaining exposure to the most complex and interesting superannuation and broader financial services regulatory work in the market.

The ideal candidate will have experience advising superannuation and/or other financial services clients on a range of regulatory matters, including experience advising on the SIS Act, APRA Prudential Standards, Chapter 7 of the Corporations Act and the ASIC Act. You will also have a desire to specialise in superannuation and financial services regulatory work and excellent academics and legal analysis, writing and communication skills.

Your Responsibilities

As a Superannuation and Financial Services Regulatory Specialist, you will be involved in a wide range of work including:

  • helping clients with their most important regulatory and transformation projects;
  • assisting clients to respond to regulatory investigations and prosecutions, including APRA and ASIC proceedings;
  • advising on superannuation fund mergers;
  • working with our M&A team on transactions in the financial services area;
  • advising clients on their financial services regulatory obligations, including licensing, disclosure and conduct obligations; and
  • preparing and negotiating a broad range of commercial agreements, including outsourcing and distribution arrangements.

What We Offer

At Allens, we foster greatness and provide unparalleled learning and development opportunities. You will be challenged, supported and guided as you learn and develop, and will be encouraged to grow. Our unique Career Deal allows you to take control of your career and provides a transparent approach to career development. Our international alliance with Linklaters means we are able to support secondments all over the world.

Our Benefits

We offer a range of benefits including market competitive fixed remuneration, generous incentive plan, salary continuance insurance, employee recruitment referral program, discounts at hundreds of suppliers including retail outlets, health and travel insurance, charity matched funding program, fully subsidised gym memberships, annual flu vaccinations, skin checks, in-house snacks and catered meals, subsidised sporting and social activities, Employee Assistance Program including confidential counselling, wellbeing coaching and financial coaching for employees and their families and regular wellbeing sessions with our in-house consulting Psychologist.

About Allens

Allens is a leading law firm with a long history of excellence. We are proud to invest in our communities, giving you the opportunity to make a difference through our work on reconciliation, the environment and other social justice issues as well as our workplace giving and volunteering programs.

  • Regulatory Expert

    4 weeks ago

    Sydney, New South Wales, Australia Allens Full time

    Company OverviewAllens is a leading law firm that provides expert legal advice to clients across various industries, including superannuation and financial services.We are committed to delivering exceptional results for our clients and providing a supportive and inclusive work environment for our people.SalaryThe estimated salary for this role is $120,000 -...

  • Regulatory Lawyer for Financial Services

    3 weeks ago

    Sydney, New South Wales, Australia Allens Full time

    About AllensAllens is a leading Australian law firm that provides expert advice to clients in the financial services sector. Our team of experienced lawyers has a deep understanding of the regulatory landscape and works closely with clients to help them navigate complex issues.Job DescriptionWe are seeking a highly skilled Regulatory Lawyer to join our...

  • Regulatory Financial Specialist

    3 days ago

    Sydney, New South Wales, Australia Cuscal Limited Full time

    Regulatory Financial Specialist Role at Cuscal LimitedThis exciting opportunity at Cuscal Limited requires a skilled Financial Analyst, Regulatory & Treasury to prepare and submit accurate APRA regulatory reports on time. The ideal candidate will work closely with various departments to gather necessary data and collaborate with finance, risk, and compliance...

  • Superannuation Risk and Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Perigon Group Full time

    At Perigon Group, we seek a highly skilled Superannuation Risk and Compliance Specialist to join our high-growth funds management team. This role offers an exciting opportunity for a professional with experience in regulatory risk management and compliance within the superannuation sector.About the Role:Maintain and develop the superannuation risk and...

  • Investment Funds Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Allens Full time

    We are seeking an experienced Investment Funds Specialist to join our Funds, Superannuation and Financial Services team. This is a permanent, full-time opportunity offering a competitive salary of AU$120,000 - AU$180,000 per annum.About the RoleThe successful candidate will be working with lawyers across all of our offices, advising clients on a range of...

  • Regulatory Expertise in Financial Services

    4 weeks ago

    Sydney, New South Wales, Australia ASIC Full time

    About the RoleWe are seeking a skilled Regulatory Expert to join our team at ASIC. As a key member of our regulatory framework, you will be responsible for ensuring that we effectively regulate the financial services sector.Key ResponsibilitiesUndertake risk-based supervision across the sector and participate in thematic reviews of harms or problems to...

  • Senior Regulatory Compliance Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Perigon Group Full time

    The Perigon Group is a leading funds management organization with a strong commitment to innovation and excellence.As a key member of our high-performing Superannuation team, you will have the opportunity to work on challenging projects and contribute to the growth and success of our business.This role offers a permanent position with a competitive salary...

  • Regulatory Policy Specialist

    4 weeks ago

    Sydney, New South Wales, Australia ASIC Full time

    About ASICASIC is the primary regulator of the Australian financial services sector.Salary: EL1 – from $123,444 + 15.4% superannuation.Job Description: As a Regulatory Policy Specialist at ASIC, you will play a key role in shaping the regulatory framework for the financial services sector.Your Key Responsibilities:Undertake risk-based supervision across...

  • Regulatory Compliance Expert: Thrive in a Dynamic Financial Services Environment

    4 weeks ago

    Sydney, New South Wales, Australia AFL Recruitment Full time

    About the RoleWe are seeking an experienced Senior Associate to join our highly regarded Financial Regulatory/Anti-Fraud team, focusing on Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF) and related regulatory matters.Key ResponsibilitiesAdvise clients on complex AML/CTF issues, including compliance with Australian laws and...

  • Financial Reporting Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Cuscal Limited Full time

    About Cuscal LimitedCuscal Limited is a leading provider of payment solutions in Australia. We are committed to delivering exceptional service and support to our customers.Job SummaryWe are seeking an experienced Financial Reporting Specialist - Regulatory Compliance to join our Finance, Reporting & Control team. The successful candidate will be responsible...

  • Senior Financial Services Regulatory Lawyer

    4 weeks ago

    Sydney, New South Wales, Australia AFL Recruitment Full time

    AFL Recruitment is seeking an experienced Senior Financial Services Regulatory Lawyer to join its prestigious law firm in Sydney.About the Role:As a key member of the Financial Services/Regulatory team, you will thrive on representing blue-chip clients, including leading banks, non-bank lenders, superannuation and investment funds, global fund managers,...

  • Financial Regulatory/Anti-Fraud Specialist

    3 weeks ago

    Sydney, New South Wales, Australia AFL Recruitment Full time

    Are you a seasoned lawyer looking to excel in the dynamic field of financial regulation? We have an exciting opportunity for a Senior Associate to join our esteemed Financial Services/Regulatory team.Sydney-based and globally connected, our client is a leading international law firm renowned for its expertise in anti-money laundering/counter-terrorism...

  • Regulatory Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Wise Full time

    At Wise, we're building the best way to move and manage money without borders. Our mission is to make financial services easy, fast, and affordable for everyone.We're looking for a highly skilled Regulatory Compliance Specialist - Product to join our growing team in APAC. This role will be responsible for ensuring that our products comply with regulatory...

  • Strategic Business Development Manager, Superannuation and Financial Services

    3 weeks ago

    Sydney, New South Wales, Australia Insignia Financial Full time

    Company OverviewInsignia Financial is a leading financial wellbeing organisation dedicated to helping Australians feel confident about their money. We're passionate about creating positive impact in people's lives through our innovative products and services.

  • Financial Planning Analyst, Regulatory Reporting Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Cuscal Full time

    Regulatory Reporting SpecialistWe are seeking an experienced Financial Planning Analyst, Regulatory Reporting Specialist to join our Finance, Reporting & Control team.This critical role is responsible for the preparation and submission of accurate APRA regulatory reports. You will work closely with various departments to gather necessary data and ensure...

  • Financial Regulatory/Anti-Fraud Expert

    4 weeks ago

    Sydney, New South Wales, Australia AFL Recruitment Full time

    We are seeking a highly skilled Financial Regulatory/Anti-Fraud Lawyer to join our team at AFL Recruitment.As a key member of our Financial Services/Regulatory team, you will thrive on representing BLUE-CHIP clients in complex issues relating to AML/CTF Act, the National Consumer Credit Protection Act, the Banking Act, the Banking Code of Practice, the...

  • Lead Financial Services Regulatory Lawyer

    4 weeks ago

    Sydney, New South Wales, Australia Hamilton Locke Full time

    About the Role:Hamilton Locke is seeking a highly skilled Lead Financial Services Regulatory Lawyer to join our Sydney-based Funds and Financial Services Practice Group. As a Senior Lawyer, you will play a key role in advising on complex regulatory issues affecting the funds and financial services industry.You will work closely with Erik Setio, a leading...

  • Financial Services Risk Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Job OverviewWe are seeking an experienced Financial Services Risk Specialist to join our client's Sydney-based team on a 12-month contract. The ideal candidate will have a strong background in risk and compliance, with a focus on Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.About the RoleThis role is responsible for supporting all...

  • Financial Services Regulatory Expert

    4 weeks ago

    Sydney, New South Wales, Australia Hamilton Locke Full time

    About the RoleWe are seeking a highly experienced Financial Services Regulatory Expert to join our team in Sydney.The successful candidate will have at least 5 years' post-qualification experience and a background in financial services regulatory, investment product, and/or fund-related matters. They will also possess strong client management and...

  • Strategic Financial Outcomes Specialist

    2 weeks ago

    Sydney, New South Wales, Australia Insignia Financial Full time

    About Insignia FinancialWe are a leading financial wellbeing organisation in Australia, dedicated to helping people feel good about their money. Our team is passionate about creating positive impact in people's lives, and we're always looking for talented professionals to join us.Salary$120,000 - $150,000 per annum, depending on experience.Job...