Compliance and Risk Specialist

2 weeks ago

Sydney, New South Wales, Australia Dimensional Fund Advisors Full time
Job Title: Compliance and Risk Analyst

About the Role:

Dimensional Fund Advisors is seeking a highly skilled Compliance and Risk Analyst to join our team. As a key member of our Compliance and Risk Management Department, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulatory standards.

Key Responsibilities:

  • Provide generalist compliance and risk support in the trading markets, internal controls and monitoring, and corporate compliance areas of the business.
  • Assist with the administration and maintenance of the Charles River Investment Management System (CRIMS), including daily mandate monitoring, rule creation, testing, new account set-up, and production enhancements.
  • Participate in the design, refinement, and execution of monitoring systems, internal controls and corporate compliance procedures, and any associated audits and/or risk assessments of said controls and/or systems.
  • Assist to convey often complex regulatory and investment concepts to internal and external stakeholders.
  • Assist the global compliance team with surveillance and forensic testing of the front office compliance program, as well as the review and maintenance of compliance policies and procedures.
  • Assist the global risk management team with maintaining appropriate risk management systems.

Requirements:

  • Bachelor's degree in Finance, Accounting, Economics or similar.
  • 1-3+ years' experience with an investment manager, audit or financial risk/compliance consulting business.
  • Working knowledge of equity products; fixed income and derivatives knowledge a plus.
  • Well-developed computer skills: intermediate to expert use of MS office is essential. Familiarity with CRIMS or similar portfolio mandate monitoring system is highly desired; as is experience with Sharepoint and MS Power BI.
  • Experience with object-oriented data base platforms and process automation a major plus (SQL, VBA, etc).

About Dimensional:

Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.

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