Senior Risk and Compliance Expert

1 week ago

Melbourne, Victoria, Australia IOOF Holdings Limited Full time
About the Role

This is a key position within the Distribution First Line Risk & Compliance team, responsible for providing high-quality advice, risk, and compliance services to the Distribution business unit.

Key Responsibilities
  • Partner with the Distribution Leadership Team to provide support, direction, and guidance on all regulatory, risk, and compliance matters.
  • Support the integration, implementation, and embedment of new risk and compliance methodologies and frameworks for the business.
  • Proactively embed and improve a risk management culture across the Distribution business.
  • Manage, monitor, and maintain a structured and systematic approach to 1st Line risk through the identification of risk and compliance matters and their appropriate prioritization.
  • Assist the business to implement and maintain a comprehensive Risk and Compliance Framework, through the facilitation of risk management activities across the division.
  • Provide high-quality and timely risk and regulatory technical advice to the business in relation to the legislative and regulatory requirements impacting the business.
  • Review and approve member communications and disclosure documents, including PDSs, letters, marketing/web contents, FAQs, policies/procedures.
  • Prepare and present succinct and relevant reporting on risk and compliance matters for executive management, regulated entity Boards, and regulators.
  • Work effectively with team members and other stakeholders to collaboratively engage in document reviews and projects.
Requirements
  • Tertiary qualification in a relevant field or extensive equivalent practical experience such as Accounting, Commerce, Banking, Economics, Finance, or Law.
  • Preferred 3 years+ experience in operational risk and compliance in the financial services sector. Experience in superannuation is preferred.
  • A commitment to delivering excellence in client and member outcomes aligned to improving the financial futures of Australians.
  • Solid understanding of our regulatory environment.
  • Extensive knowledge of the products and regulatory environment in respect of Superannuation, Managed Investments, and IDPS.
  • Advanced ability to research, interpret, and advise on the practical application of complex legislative requirements and reforms.
  • Excellent interpersonal, written, and verbal communications.

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