Current jobs related to Risk and Compliance Expert - Melbourne, Victoria - LGT Group

  • Risk and Compliance Expert

    2 weeks ago

    Melbourne, Victoria, Australia Ashurst Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Expert to join our team in Melbourne. As a Senior Risk Consultant, you will be responsible for delivering core risk and compliance solutions to clients across various industries.Your key responsibilities will include:Supporting and advising clients on the development and implementation of risk...

  • Risk and Compliance Expert

    5 hours ago

    Melbourne, Victoria, Australia Findex Full time

    {\"Job Opportunity\": {\"Job Title\": "Risk and Compliance Expert", \"About the Role\": "At Findex, we're empowering our team members to work in a way that best meets their needs and those of their clients. As a Senior Internal Auditor in our Melbourne office, you'll be part of a dynamic team working on a portfolio of clients that will challenge and engage...

  • Risk and Compliance Expert

    3 days ago

    Melbourne, Victoria, Australia Sustain Recruit Full time

    Role Summary: we seek an experienced professional with a robust knowledge of risk and compliance in the superannuation industry.Key Responsibilities:Conduct risk assessments and maintain the superannuation risk and compliance framework.Oversee the risk register and identify new and emerging risks.Prepare and present risk and compliance reporting to the Board...

  • Risk and Compliance Expert

    4 weeks ago

    Melbourne, Victoria, Australia Ashurst Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Senior Consultant to join our team in Melbourne or Sydney. As a key member of our Risk Modernisation team, you will be responsible for delivering core risk and compliance solutions to clients across various industries.Key ResponsibilitiesSupport and advise clients on the development and...

  • Risk and Compliance Expert

    4 weeks ago

    Melbourne, Victoria, Australia Ashurst Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Senior Consultant to join our team in Melbourne. As a key member of our Risk Modernisation team, you will be responsible for delivering core risk and compliance solutions to clients across various industries.Key ResponsibilitiesSupport and advise clients on the development and implementation...

  • Risk and Compliance Expert

    1 month ago

    Melbourne, Victoria, Australia Datacom Full time

    About the RoleThe Assurance and Compliance Specialist will play a critical role in supporting the delivery of a comprehensive Risk, Assurance and Compliance (RAC) program at Datacom. This involves translating knowledge of industry standards, government legislation, and internal policies into practical programs that improve service delivery to customers.Key...

  • Risk and Compliance Manager

    1 month ago

    Melbourne, Victoria, Australia Sustain Recruit Full time

    Manager, Risk and ComplianceA key opportunity for an experienced professional with a strong understanding of risk and compliance in the superannuation industry to contribute to the success of our esteemed Superannuation Fund.Role OverviewThis role is critical in maintaining and enhancing our risk and compliance framework, ensuring the Fund's ongoing...

  • Change Manager

    2 weeks ago

    Melbourne, Victoria, Australia Anton Murray Consulting Full time

    Job Title: Change Manager - Risk and Compliance ExpertJob Summary: We are seeking a highly skilled Change Manager to join our client's Regulatory Change Project Management Office in Melbourne. The successful candidate will support the delivery of risk and regulatory remediation programs, working closely with a team of experienced risk and compliance...

  • Compliance and Risk Manager

    1 week ago

    Melbourne, Victoria, Australia Perigon Group Full time

    At Perigon Group, we are seeking a Compliance and Risk Manager to support the implementation and management of compliance, and risk management policies, strategies, and processes.Key Responsibilities:Provide expert advice to staff on diverse corporate governance issues, including the application of relevant statutory requirements, government policy, ethics,...

  • Director, Risk and Compliance

    3 weeks ago

    Melbourne, Victoria, Australia State Government Of Victoria, Australia Full time

    Job Title: Director, Risk and ComplianceJoin our team as a Director, Risk and Compliance at the State Government of Victoria, Australia. We are seeking a highly skilled and experienced professional to lead our risk management and safety initiatives.About the RoleThis is a key leadership position that will play a critical role in shaping our risk management...

  • Senior Risk and Compliance Expert

    4 weeks ago

    Melbourne, Victoria, Australia Kaizen Recruitment Full time

    Senior Risk and Compliance AnalystAre you a seasoned risk and compliance professional looking for a new challenge? We have an exciting opportunity for a Senior Risk and Compliance Analyst to join a leading industry superannuation fund in Melbourne.About the RoleThis is a permanent position that offers a unique blend of risk and compliance responsibilities....

  • Senior Risk and Compliance Expert

    2 months ago

    Melbourne, Victoria, Australia IOOF Holdings Limited Full time

    About the RoleThis is a key position within the Distribution First Line Risk & Compliance team, responsible for providing high-quality advice, risk, and compliance services to the Distribution business unit.Key ResponsibilitiesPartner with the Distribution Leadership Team to provide support, direction, and guidance on all regulatory, risk, and compliance...

  • Senior Risk and Compliance Expert

    2 weeks ago

    Melbourne, Victoria, Australia IOOF Holdings Limited Full time

    Key ResponsibilitiesProvide high-quality advice, risk, and compliance services to the Distribution business unit.Support the integration, implementation, and embedment of new risk and compliance methodologies and frameworks for the business.Proactively embed and improve a risk management culture across the Distribution business.Manage, monitor, and maintain...

  • Senior Risk and Compliance Expert

    2 weeks ago

    Melbourne, Victoria, Australia IOOF Holdings Limited Full time

    Key Responsibilities:Partner with the Distribution Leadership Team to provide support, direction and guidance on all regulatory, risk and compliance matters.Supporting the integration, implementation and embedment of new risk and compliance methodologies and frameworks for the business.Proactively embed and improve a risk management culture across the...

  • Risk and Compliance Specialist

    3 weeks ago

    Melbourne, Victoria, Australia Anton Murray Consulting Full time

    Job Title: Risk & Compliance Analyst - 9-month ContractAnton Murray Consulting is seeking an experienced Risk & Compliance Analyst to join a leading global financial services organisation on an initial 9-month contract.About the RoleThe successful candidate will join a team of experienced risk and compliance professionals, working collaboratively with the...

  • Risk and Compliance Specialist

    4 weeks ago

    Melbourne, Victoria, Australia Anton Murray Consulting Full time

    Job Title: Risk & Compliance AnalystAnton Murray Consulting is seeking an experienced Risk & Compliance Analyst to join a leading global financial services organisation on an initial 9-month contract.About the RoleThe successful candidate will join a team of experienced risk and compliance professionals, working collaboratively with the business and second...

  • Risk and Compliance Specialist

    1 month ago

    Melbourne, Victoria, Australia Anton Murray Consulting Full time

    Job Title: Risk & Compliance Analyst - 9-month ContractAnton Murray Consulting is seeking an experienced Risk & Compliance Analyst to join a leading global financial services organisation on an initial 9-month contract.About the RoleThe successful candidate will join a team of experienced risk and compliance professionals, working collaboratively with the...

  • Senior Risk Manager

    3 weeks ago

    Melbourne, Victoria, Australia FNZ Full time

    Job Title: Senior Risk ManagerFNZ is seeking a highly skilled Senior Risk Manager to join our Risk and Compliance team. As a Senior Risk Manager, you will play a critical role in shaping and enhancing FNZ's risk and compliance framework.Key Responsibilities:Identify, assess, and prioritize risks across the organization, ensuring appropriate mitigation...

  • Operational Risk Lead

    1 week ago

    Melbourne, Victoria, Australia Bluefin Resources Full time

    About the RoleWe are supporting one of our major banking clients to source a Senior Operational Risk Lead within the Complaints, Remediation and Events area of the bank. You will provide Line 1 Risk support for the Customer Resolution and Remediation Portfolio. In this role, you will deliver expert analysis, guidance, and risk management advice, overseeing...

  • Regulatory Compliance Expert

    1 day ago

    Melbourne, Victoria, Australia Randstad Full time

    Key ResponsibilitiesWe are seeking a highly skilled Regulatory Compliance Manager to support our client in meeting its regulatory obligations and shaping a sustainable energy future for Australia.About the RoleAct as the primary point of contact for all regulatory and compliance matters, providing expert advice across the business.Oversee the maintenance and...

Risk and Compliance Expert

2 months ago

Melbourne, Victoria, Australia LGT Group Full time
About the Role

LGT Group, the largest Private Banking and Asset Management group in the world, is seeking a highly skilled Risk and Compliance Advisor to join our team. As a trusted adviser to the Front Office, you will partner with our teams to identify and assess risk and compliance issues, providing support to develop and implement appropriate control and mitigation activities.

Key Responsibilities
  • Provide front-line support to Advisers, Associate Advisers, and Associates, Heads of Advisory, Front Office Risk Manager, and Regional Managers for Advisory Performance to monitor and manage their business risks and compliance obligations.
  • Review, advise, and challenge them in relation to issues, strategy, and BAU with a risk and compliance lens, overseeing and supporting the implementation of related controls to manage and mitigate risks/meet their business obligations.
  • Build effective and supportive relationships with key stakeholders to facilitate a strong culture of risk and compliance awareness, ownership, and management, while influencing to maintain appropriate standards of business practice consistent with organisational, ethical, and regulatory requirements.
  • Assist the Business to understand and implement the risk, compliance, and controls frameworks required by LGT Crestone, together with related policies, procedures, and tools, and to ensure they are integrated efficiently and effectively into day-to-day business operations.
  • Work with the Front Office Business Units to develop, maintain, and regularly review: Risk and compliance objectives and priorities, accountabilities and responsibilities, training, education, and awareness campaigns, supervisory processes, and required R&C oversight activity, reporting requirements, risk profiles, risk registers, risk controls, and risk indicators, compliance plans, procedures, controls, and registers, processes to identify, manage, and resolve incidents, breaches, and complaints.
  • Liaise with the Legal team to continually monitor the wider regulatory environment for changes to obligations impacting the Front Office Business Units and ensure that any applicable changes or new regulatory obligations are appropriately implemented in a timely manner.
  • Assist stakeholders on assurance activities within the Front Office Business Units and conduct second-line of defence monitoring of risk and compliance management processes and controls, including conducting rolling Investment Adviser client file reviews and investigating incidents, breaches, and complaints in a timely manner as required.
  • Provide direct support to the Heads of Advisory, Responsible Managers, Front Office Risk Manager, and Business Managers, and proactively contribute to relevant business governance processes such as the Risk & Compliance Committee as required.
  • Provide incidental Risk & Compliance support across the risk and compliance team and other business units as required.
Requirements
  • 6+ years of risk, compliance, and/or assurance experience in wealth management and/or with regulators with a focus on wealth management.
  • Experience overseeing wealth management advice business functions, including monitoring and conducting file reviews (preferably with a Wholesale client focus).
  • Experience working with client advisers, including managing expectations and communicating difficult messages.
  • Understanding of the financial advice process and/or the different products and services that Wealth Managers offer to their clients.
  • Knowledge and practical experience of risk and compliance management frameworks and processes.
  • Knowledge and practical experience of local financial services laws and regulations.
  • Knowledge of the Australian Privacy Principles and Privacy Act 1988 would be highly regarded.