
Professional Compliance Specialist
4 days ago
- Monitor client mandates and trading activity
- Maintain compliance registers and lodge ASIC/Cboe documents
- Review AML/CTF reports and marketing materials
- Prepare compliance certificates and update key documents
- Support boards/committees and act as Quoted Class Compliance Officer
- Bachelor's degree
- Either a motivated graduate or experienced compliance professional
- Detail-oriented, organised, and able to work across multiple systems
- Strong communicator who thrives in a collaborative team
Work in a close-knit team environment with global reach. Your voice will be heard, your ideas valued, and you'll work alongside some of the best professionals in the industry – all while upholding the highest standards of integrity and professionalism.
Job Description Overview:We are seeking a
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