Regulatory Compliance Professional

4 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $60,000 - $124,999
Compliance Specialist Opportunity

Making a meaningful impact in compliance is at the forefront of this role.

As a Compliance Specialist, you will assist in developing and implementing effective compliance processes and procedures. You'll be part of a team that strives to make a difference for every client, organization, and community we serve.

About the Role:

  • Review compliance procedures, policies, and other related documents against bank rules, regulations, and other legal requirements.
  • Make recommendations and draft necessary amendments and enhancements to compliance policies and procedures to satisfy regulatory requirements.
  • Participate in conceptualizing and strategically formulating new policies, frameworks, programs, and procedures related to new applicable prudential standards and new regulatory guides.
  • Provide comprehensive analysis and guidance to the business to enable compliance with existing and changing regulatory obligations.
  • Advise and promote awareness of compliance risk and regulatory issues with relevant stakeholders.
  • Manage branch-level Fit & Proper Assessment and work closely with internal/external stakeholders on development.
  • Participate in and oversee as required, internal and external audits and regulatory audits/visits.
  • Manage external relationships with consulting firms and law firms as it relates to regulatory strategy.
  • Build relationships with internal stakeholders as it relates to Compliance Advisory.
  • Lead and drive projects and initiatives, taking on additional responsibility as assigned by the Chief Compliance Officer.
  • Manage team members to work coherently, aligning with the compliance framework and MUFG Bank operating model.

Requirements:

At least 2 years' experience in financial services compliance, interacting with regulators, and general knowledge or capacity to acquire knowledge of the regulatory environment for financial services in Australia and New Zealand. Strong oral and written communication skills are required, together with a willingness and ability to learn.

This role requires someone who can manage multiple priorities and objectives simultaneously, being detailed-oriented, diligent, and able to work independently as well as part of a team.

Culture:

A highly professional, supportive work environment that enables employees to maximize customer prosperity. We focus on building long-term customer relationships and giving back to our communities to develop shared and sustainable growth for a better world.

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