Compliance Officer

2 weeks ago


Melbourne, Australia Compliance and Risk Management Recruitment Full time

Banking & Finance
- Analyst
- Melbourne
- Permanent / Full Time

**30th January, 2023**:
**We are working with a growing boutique financial services business who are currently seeking a Compliance Officer for a newly created role in their Melbourne head office.**

**Key Responsibilities**:

- Incident, breach and complaint assessments
- Transaction monitoring
- Testing and maintaining compliance
- Compliance checklists
- Review documents, marketing materials and forms
- Advise on legislation and regulatory changes
- Liaise with 3rd parties such as auditors
- Assist with risk, regulatory projects, and ongoing compliance projects
- Facilitate a strong compliance culture and continually raise awareness of compliance issues
- 1-2 years compliance experience ideally within financial services industry OR
- A graduate with a legal/finance/business/commerce background
- Ability to work well in a team but also autonomously
- Strong analytical skills
- Strong communication skills and attention to detail
- An energetic professional who is looking to learn and grow

**If this role is of interest to you please give Oliver a call on 0497 579 980.



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