Risk & Compliance Officer

2 weeks ago


Melbourne, Australia Compliance and Risk Management Recruitment Full time

Banking & Finance
- Other
- Melbourne
- Permanent / Full Time

**10th May, 2023**:
**We are working with a growing boutique financial services business who are currently seeking a Risk & Compliance Officer for a newly created role.**

**Key Responsibilities**:

- Incident, breach and complaint assessments
- Testing and maintaining compliance
- Compliance checklists
- Review documents, marketing materials and forms
- Advise on legislation and regulatory changes
- Liaise with 3rd parties such as auditors
- Assist with risk, regulatory projects, and ongoing compliance projects
- Facilitate a strong compliance culture and continually raise awareness of compliance issues
- Assist with Financial Crime matters
- 1-2 years compliance/risk experience ideally within financial services industry.
- A graduate with a legal/finance/business/commerce background (Internship in finance is advantageous)
- Ability to work well in a team but also autonomously
- Strong analytical skills
- Strong communication skills and attention to detail
- An energetic professional who is looking to learn and grow

**If this role is of interest to you please give Andrew a call on 0447 989 352.


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