Associate Vice President

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Ltd.
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Ltd.
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Regulatory OversightØ Provide strategic direction and oversight for regulatory compliance with the Companies Act, 2013, and other relevant statutes governing corporate affairs in India.
Jainam Broking Limited4 days ago LocationHead OfficeDepartmentCompliance - JBLEmployment TypePermanentApplications Received0Closes On9 Sep, 2025Regulatory OversightØ Provide strategic direction and oversight for regulatory compliance with the Companies Act, 2013, and other relevant statutes governing corporate affairs in India.Ø Stay abreast of regulatory developments and emerging trends, and ensure timely implementation of regulatory changes.Policy DevelopmentØ Contribute to the formulation and review of policies, rules, and regulations governing company registration, corporate governance, and compliance with statutory requirements.Ø Ensure that policies are aligned with national priorities, international best practices, and stakeholder interests.Compliance ManagementØ Oversee the registration, monitoring, and compliance of companies with statutory requirements, including the filing of financial statements, annual returns, and other regulatory disclosures.Ø Develop and implement systems and processes to enhance compliance effectiveness and streamline regulatory procedures.Corporate GovernanceØ Promote and monitor adherence to corporate governance standards, including the conduct of board meetings, maintenance of statutory registers, and disclosure of information to stakeholders.Ø Provide guidance and support to companies on corporate governance practices and compliance obligations.Enforcement ActionsØ Initiate and oversee investigations into instances of non-compliance, fraud, or malpractice by companies, and take appropriate enforcement actions in accordance with regulatory powers.Ø Collaborate with relevant authorities and stakeholders to ensure swift and effective enforcement of regulatory requirements.Stakeholder EngagementØ Build and maintain effective relationships with internal and external stakeholders, including government agencies, industry associations, legal professionals, and corporate entities.Ø Represent the ROC in meetings, conferences, and forums to discuss regulatory issues, share best practices, and address stakeholder concerns.Capacity BuildingØ Develop and implement training programs and workshops to enhance the understanding of regulatory requirements and promote a culture of compliance among ROC staff and stakeholders.Ø Foster continuous learning and professional development opportunities to build expertise in regulatory compliance and corporate governance.Required SkillsØ Leadership Skills: Demonstrated leadership capabilities, including experience in managing teams, driving organizational change, and collaborating effectively with stakeholders.Ø Regulatory Knowledge: In-depth understanding of the Companies Act, 2013, and other relevant statutes governing corporate affairs in India.Ø Industry Knowledge: Familiarity with the corporate sector, regulatory environment, and business practices in India is essential for success in this role.
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