Operational Risk Manager
4 weeks ago
Sydney
Wealth Management
Contract or Temporary
Our client is a leading Wealth Management firm seeking a Manager of Operational Risk for an initial 12-month contract starting in February 2023.
This role sits within the Wealth Management Operational Risk division in Line 1. The Operational Risk team is an independent function that oversees, monitors, measures and analyses operational risks across the Wealth Management business to ensure they are operating within the businesses risk appetite levels across the network.
Accountabilities for this role include:
- Develop, maintain and co-ordinate implementation of operational risk policies and procedures across the business
- Promote a positive operational risk culture throughout the business
- Prepare risk reporting and information packs for various Operational Risk Committees.
- Partner with functional groups, including Legal, Compliance, Operations, Credit, Tax, Financial Crimes Group and IT to identify, assess and mitigate business related risks
- Govern new business initiatives and work with the business and functional support areas on the initiatives
- Business Continuity Plan coordination, review and approval
- Support regulatory inquiries, internal audits and compliance testing across the Australian business
- Track, report and manage all operational risk incidents.
- Complete post incident reviews and implement enhanced controls
- Support the annual Risk and Control Self-Assessment program; review risks and their associated controls
- Work with the business on day-to-day queries and issues
- Work closely with Asia Wealth Management to ensure consistency of approach and alignment with operational risk practices
- Establish and maintain relationships with other internal stakeholders and departments
- Comply with the ethical standards contained within the Company Code of Conduct
- Adhere to Company policies and procedures, regulatory and legislative requirements
Technical/Specialist skills/competencies
- Over 4 years’ Risk Management or Compliance experience ideally from the Wealth Management industry
- Strong knowledge of Australian and International Financial Markets including knowledge of equities, listed and OTC derivatives, fixed income and foreign exchange products.
- Advanced MS Word, PowerPoint, Outlook and Excel skills
- High attention to detail and an analytical mindset
- Strong project management and time management skills
- Strong organisational skills
-
Risk Manager
4 weeks ago
Sydney, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance - Other - Sydney - Permanent / Full Time **21st February, 2024**: **This is an exciting opportunity join a growing listed Financial Institution in Australia. This role plays a pivotal role in supporting the business deliver to its go to market plan, regulatory obligations, and strategic objectives**. **Key Responsibilities** - Delivering...
-
Associate Director
1 month ago
Sydney, Australia Compliance and Risk Management Recruitment Full timeEducation & Child Care - University - Other - Sydney - Permanent / Full Time **27th November, 2023**: This is a senior leadership role with the organisation and will be responsible for supporting the risk function. Reporting to the CRO as the 2IC, this role will be responsible for providing strategic and operational advice to the broader leadership and...
-
Operational Risk Manager
1 week ago
Sydney, New South Wales, Australia Randstad Australia Full timeThis is a highly visible, hands-on role for a resourceful Risk Manager. In this role you will be the 'go-to' for all non financial risk matters within this corporate bank. Working directly under the CRO, you will be responsible for the development, maintenance and governance of the comprehensive risk & controls management. You will also take the lead in...
-
Senior Risk Advisor, Enterprise
2 weeks ago
Sydney, Australia Reserve Bank of Australia Full timeAs a Senior Risk Advisor, you have extensive experience in enterprise and operational risk management across various mature organisations with a robust risk appetite. Your expertise lies in driving engagements, identifying opportunities, providing tailored advice, conducting quality risk assessments, and delivering value-added solutions, at the enterprise...
-
Operational Risk Manager – Service Providers
1 week ago
Sydney, Australia Tyro Full timeAbout the roleInitially, the focus of this role will be to help deliver Tyro's CPS 230 Operational Resilience project.Once the project is completed, focus will then shift to ensuring ongoing compliance with core elements of CPS 230, specifically:· Managing the risks associated with service providers.· Compliance with the service...
-
Senior Manager Risk
2 weeks ago
Sydney, Australia Tabcorp Full timeAbout Tabcorp Tabcorp is Australia's leading gambling entertainment company, renowned for our world-class brands including TAB, Sky Racing, and MAX. It’s an exciting moment in our history – a new era for Tabcorp. We’re bringing industry-leading products and services to our customers, leading with integrity, and creating value for our shareholders and...
-
Operation Risk Consultant
1 month ago
Sydney, Australia Infosys Singapore & Australia Full timeInfosys Consulting is the worldwide management and IT consultancy unit of the Infosys Group (NYSE: INFY), a global advisor to leading companies for strategy, process engineering, and technology-enabled transformation programs. We partner with clients to design and implement customized solutions to address their complex business challenges, and to help them...
-
Manager, Procurement Operations, Risk
4 weeks ago
Sydney, Australia Davidson Group Services Full time**Impressive Company Performance** This organisation is one of the world’s leading professional services and consulting firms. With an exceptional reputation for client service, customer delivery and commercial advisory, this firm has an unparalleled track-record of success in all its core markets. **The Role - Delivering the Vision** This hybrid role...
-
Fund Operations Analyst
1 month ago
Sydney, Australia Compliance and Risk Management Recruitment Full timeBanking & Finance - Analyst - Sydney - Permanent / Full Time **20th January, 2023**: Our client is a well-known global financial services business. We are looking for a driven compliance, fund accounting or fund operations professional to join a Global Asset Manager. As part of an international team, responsibilities will include: - Testing the...
-
Sydney CBD, New South Wales, Australia Robert Walters Full timeOpportunity to join a growing business as the Executive Manager, Operational Risk and Compliance, reporting directly into the Chief Risk Officer. Key Responsibilities:Provide strategic risk and compliance advice to the Executive Leadership Team, business owners, and the business' Group representatives in support of business initiatives, regulatory changes,...
-
Operational Risk Manager
1 week ago
Sydney, Australia Randstad Australia Full timeThis is a highly visible, hands-on role for a resourceful Risk Manager. In this role you will be the âgo-toâ for all non financial risk matters within this corporate bank. Working directly under the CRO, you will be responsible for the development, maintenance and governance of the comprehensive risk & controls management. You will also take the...
-
Sydney, Australia Anton Murray Consulting Full timeSydneyWealth ManagementContract or TemporaryOur client is a leading Wealth Management firm seeking a Manager of Operational Risk for an initial 12-month contract This role sits within the Australian Wealth Management Operational Risk division in Line 1. The Operational Risk team is an independent function that oversees, monitors, measures and analyses...
-
Risk Manager, Risk Assurance
4 weeks ago
Sydney, Australia Reserve Bank of Australia Full timeAs part of the Risk Management Line 2 team, you will lead assurance and advisory engagements with departments to examine, evaluate and provide objective assessments on risks and controls. You will identify, plan, agree and deliver a range of engagements to stakeholders within the Bank, and report on the outcomes and benefits. Your background and experience...
-
Risk and Compliance Manager
4 weeks ago
Sydney, Australia Rabobank Full timeRabobank is the world’s leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do. Rabobank has an opening for a Risk and Compliance...
-
Operational Risk, Technology
4 weeks ago
Sydney, Australia Commonwealth Bank Full time**“At CommBank we are proud to support flexibility, let’s discuss what this means for you”** **See yourself in our team**: As part of our Technology Risk and Control Enablement team, you will work in partnership with the business to deliver safe, sound and secure risk outcomes with: - Risk management framework and tools - Risk expertise and...
-
Risk Manager
1 month ago
Sydney, Australia Bank of Queensland Full time**About the Role** The role of the Manager of Risk has the primary accountability for providing risk advice and guidance, and for assisting Management in the analysis, identification, assessment, mitigation, management and reporting across all relevant risk and compliance matters, issues, and incidents within the Retail or Business Banking Divisions, as...
-
Manager Risk in Change
1 month ago
Sydney, Australia Commonwealth Bank Full time**Do work that matters: **RBS provides convenient and affordable banking products and services to personal customers, helping them manage their everyday banking needs, buy a home, protect their assets or invest for the future. Key areas in RBS include Home Buying, Everyday Banking, Consumer Finance, Direct Channels, Customer Service Network, Digital...
-
Risk and Compliance Manager
4 weeks ago
Sydney, Australia Commonwealth Bank Full time**See yourself in the team**: The **Chief Operations Office **(COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers. The **Chief Controls Office (CCO) **is a first line of defence function that provides comprehensive and integrated risk services in support of RO. The...
-
Non-financial Operational Risk Manager
4 weeks ago
Sydney, Australia Macquarie Group Limited Full timeReporting to the Senior Manager, Group Treasury Non-Financial Risk, this is a first line of defence risk role. We deliver value through oversight and assurance of the effectiveness of the end-to-end risk and controls environment across Group Treasury. You will play an important and significant part in implementing a best-practice control environment in Group...
-
Senior Operational Risk Analyst
2 weeks ago
Sydney CBD, New South Wales, Australia Robert Walters Full timeProvide a robust, best practice 2nd line oversight on the implementation of the Operational Risk Management framework and culture through the business.Key Responsibilities:Contribute to the design, build and improvement of Operational risk management framework for the business including its policies, procedures and practices.Enforce the implementation of all...