Risk and Compliance Manager

1 month ago

Sydney, Australia Commonwealth Bank Full time

**See yourself in the team**:
The **Chief Operations Office **(COO) is the engine room of the CBA Group dedicated to operating and enhancing the processes that deliver products and services to our customers.

The **Chief Controls Office (CCO) **is a first line of defence function that provides comprehensive and integrated risk services in support of RO. The value proposition of the CCO is to provide skilled, practical and efficient Risk Management to support the RO in the delivery of excellent business and customer outcomes.

**Do work that matters**:
You will play a key role within the team accountable for the strengthening, embedding and ongoing improvement of the compliance capabilities and outcomes in addition to the risk and control environment across the COO.

You will be part of a dynamic team who provides dedicated Line 1 Risk advisory and support to the lines of business within COO on ORMF framework matters such as, Controls, Issues, Operational and Compliance Incidents and Compliance Arrangements. Additionally, you will be responsible for ensuring that new and changing processes are assessed, awareness is raised and risk mitigations are in place. You will achieve this through the effective design and implementation of controls to enable compliance and supporting the business through new and changing processes.

**Day to day responsibilities**
- Manage day to day incidents and issues, including root cause analysis, identifying and implementing control improvements and compliance implications (such as identifying breaches of law, regulations and industry codes)
- Support with risk and compliance activities including thematic deep dives, risk and Compliance Self-Assessments, maintenance of Compliance Arrangements and risk treatment plans
- Act as a trusted advisor to the Business for risk, control and compliance related matters and be responsible for ensuring the effective management of risk and compliance.
- Responsible for the design and implementation of controls to enable better risk and compliance outcomes ensuring adherence to the Operational and Compliance Risk Management Frameworks.
- Responsible for data quality across various systems and monthly Operational risk and compliance reporting and governance for senior business stakeholders.
- Risk in Change assessment in support of project and transformation activities

**We work in an outcomes driven environment, where the emphasis is on great team-work to achieve results. Ideally you will bring experience with knowledge of risk and compliance, gained within financial services and relevant tertiary qualifications. You will also be able to demonstrate strong stakeholder management skills.

**Additional requirements we’re looking for**:

- Understanding of and experience with compliance and operational risk frameworks, financial services laws, obligations and familiarity with policy requirements.
- Controls Assurance and/or design and implementation experience preferred preferred
- Ability to think critically, analyse data, risks and issues to solve problems and recommend actions
- Advisory or business partnering experience with excellent written and verbal communication skills, in providing concise and clear advice
- Demonstrated ability to function effectively both as part of a team and autonomously, can-do approach, open to new ideas and adaptable to change.
- Excellent stakeholder engagement and relationship management skills with the ability to engage with a diverse range of stakeholders.

**Your Development**:
At CommBank, we’re committed to building a diverse and inclusive workforce reflecting the customers, businesses and communities we serve. As a value’s driven organisation, we nurture and support our people through focusing on skill and talent development, collaboration, flexibility and internal promotion.

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Advertising End Date: 29/03/2023

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