Compliance Manager

2 weeks ago

Sydney, New South Wales, Australia Perigon Group Full time

Hybrid / WFH environment
- Great salary, bonus and benefits
- CBD location

An excellent opportunity for an experienced Compliance Manager to join a prestigious Financial Services group.

This is a unique Compliance Manager career opportunity to join a reputable & well established financial services firm. The company specialise within Wealth Management, Investment Advice and Asset Management.
Working closely with the talented Head of Compliance & Risk, this role focuses around the following tasks:

- Providing commercial and accurate advice to the business relating to compliance matters.
- Undertaking assessment of the compliance processes across all business units.
- Implementing continuous enhancements to improve compliance frameworks.
- Monitoring industry developments and communicating with the relevant business units.

This role is to join a boutique team whereby you will gain invaluable insight & exposure across the business - and your contribution will have a direct impact on the success of the governance programme.
To be considered you have:

- Solid compliance & risk work experience within the Financial Services sector.
- Strong knowledge of regulatory policy and licensing obligations in Australia.
- Exceptional stakeholder management and communication skills - both verbal and written.
- Strong business acumen.
- Ideally hold a Legal qualification or legal working experience.

We require a focused professional who wants to enhance their compliance & risk experience.
Applications welcomed to Niamh at Perigon Group.

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