Compliance Manager

3 days ago

Sydney, New South Wales, Australia Independent Reserve Full time

This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector.
You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business.
A broad role with growth opportunities in a rapidly expanding industry, some of your key responsibilities will include: Working with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards, including: ASICMASAUSTRACISO27001Managing the compliance teamContinuing the update of the compliance and risk management frameworks, including: regulatory change, compliance policies, compliance plans, compliance training, and compliance monitoringWorking closely with the Assurance Manager to monitor the control assurance testing programCompiling bi-monthly risk and compliance updates for the Risk Committee and BoardConducting compliance assessments and reviewing risk obligationsConducting risk assessments where new risks arise or where new processes are introduced across the organisationBusiness owner of the AMLCTF Risk AssessmentCarrying out periodic reviews of existing risk assessmentsProviding ongoing assistance in the delivery of the compliance and risk frameworksManaging the risk incident and remediation processesWorking with senior leaders and business units to understand business drivers, concerns, future expansion plans and offering support to manage riskMaintaining multiple policies and registersReviewing key policies and procedures where required/supporting staff members drafting policies and proceduresPreparing and lodging regulatory filingsWorking with internal/external stakeholders and participate in business meetings as requiredSupporting team members with complex issues and sharing best practicesResponding to ad-hoc queries and assisting in project work as requiredWorking with the Singapore Risk and Compliance team to support their regulatory obligationsActing as back-up AML Officer when required About you: Experience and skills we are looking for: At least 5 years' experience in financial services/funds/wealth management compliance, regulatory or another control functionExperience interacting directly with regulators highly regardedTertiary qualification in a relevant discipline, such as Law, Commerce or AccountingUnderstanding of the financial services industry in Australia, knowledge of the relevant regulators (e.g., ASIC, AUSTRAC, OAIC), and current and proposed financial services regulatory and legislative requirementsStrong analytical skillsExcellent verbal and written communication skills and ability to work collaboratively with other business areasAbility to multitask and prioritiseW What we offer A competitive salary.Fee-free trading.A challenging and rewarding role in the dynamic crypto industry.A winning, fun, hard-working team.Ongoing learning and support.Great career development opportunities in a growing company.
This is an in-office role, so please do not apply if you are looking for a hybrid or remote opportunity.

  • Compliance Manager

    2 weeks ago

    Sydney, New South Wales, Australia beBeeCompliance Full time $200,000 - $270,000

    Compliance Leadership RoleThe Compliance Manager will lead the implementation of a new compliance function in a diverse organization that bridges financial services and healthcare.Compliance Framework: Oversee the development and maintenance of compliance frameworks, policies, and systems to ensure effective compliance management.Regulatory Change...

  • Compliance Manager

    5 days ago

    Sydney, New South Wales, Australia beBeeCompliance Full time $110,000 - $130,000

    Job OpportunityWe are seeking a professional to fill the role of Compliance Manager, responsible for ensuring adherence to regulatory requirements and implementing effective compliance policies.The ideal candidate will possess expertise in compliance management, regulatory compliance, and auditing. Strong analytical and problem-solving skills, excellent...

  • Compliance Manager

    3 weeks ago

    Sydney, New South Wales, Australia Award Global Full time

    1 day ago Be among the first 25 applicantsThis range is provided by Award Global. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$110,000.00/yr - A$130,000.00/yrAbout Award MortgageAt Award Mortgage, we pride ourselves on offering tailored lending solutions that meet the unique needs of...

  • Senior Specialist

    1 week ago

    Sydney, New South Wales, Australia beBeeEmployment Manager Full time $100,000 - $130,000

    About This RoleThis role involves the management of services for Specialist Workforce Australia, ensuring compliance and achievement of performance measures.The successful candidate will be responsible for developing and maintaining a current list of customers with prior offender history, creating strategies and employment initiatives to generate suitable...

  • Compliance Manager

    1 week ago

    Sydney, New South Wales, Australia Award Global Full time

    1 day ago Be among the first 25 applicantsThis range is provided by Award Global. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$110,000.00/yr - A$130,000.00/yrAbout Award MortgageAt Award Mortgage, we pride ourselves on offering tailored lending solutions that meet the unique needs of...

  • Compliance Manager

    2 days ago

    Sydney, New South Wales, Australia Duggan + Della Full time $90,000 - $120,000 per year

    Duggan + Della are working with a leading global law firm to recruit aCompliance Managerto join their Sydney office. This is a senior, strategic role for an experienced compliance professional or lawyer who wants to take ownership of the compliance function locally while being part of an international network.The roleAs Compliance Manager, you will:Act as...

  • Compliance Manager

    2 days ago

    Sydney, New South Wales, Australia Thunes Full time

    Thunes is the Smart Superhighway for money movement around the world.Thunes' Direct Global Network allows Members to make payments in real-time in over 130 countries and more than 80 currencies, connecting directly to over 7 billion mobile wallets and bank accounts via more than 350 payment methods.Thunes' Direct Global Network differentiates itself through...

  • Compliance Manager

    3 weeks ago

    Sydney, New South Wales, Australia TOM People Full time

    Get AI-powered advice on this job and more exclusive features.This range is provided by TOM People. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$170,000.00/yr - A$190,000.00/yrDirect message the job poster from TOM PeopleWe're working with a growing, global financial services that's...

  • Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia TOM People Full time

    Get AI-powered advice on this job and more exclusive features.This range is provided by TOM People. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$170,000.00/yr - A$190,000.00/yrDirect message the job poster from TOM PeopleWe're working with a growing, global financial services that's...

  • Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia PSC Insurance Brokers Full time

    3 days ago Be among the first 25 applicantsWe're PSC Insurance Brokers, and we're on the lookout for a driven and passionate Compliance Manager to join our team in Sydney Whether you're a Compliance Manager in insurance or an experienced insurance broker looking to take a step up, we want to hear from you.THE ROLEAs a Compliance Manager, the main functions...