Compliance Manager

1 week ago

Sydney, New South Wales, Australia Independent Reserve Full time

This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector.
You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business.A broad role with growth opportunities in a rapidly expanding industry, some of your key responsibilities will include:Working with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards, including:ASICMASAUSTRACISO27001Managing the compliance teamContinuing the update of the compliance and risk management frameworks, including: regulatory change, compliance policies, compliance plans, compliance training, and compliance monitoringWorking closely with the Assurance Manager to monitor the control assurance testing programCompiling bi-monthly risk and compliance updates for the Risk Committee and BoardConducting compliance assessments and reviewing risk obligationsConducting risk assessments where new risks arise or where new processes are introduced across the organisationBusiness owner of the AMLCTF Risk AssessmentCarrying out periodic reviews of existing risk assessmentsProviding ongoing assistance in the delivery of the compliance and risk frameworksManaging the risk incident and remediation processesWorking with senior leaders and business units to understand business drivers, concerns, future expansion plans and offering support to manage riskMaintaining multiple policies and registersReviewing key policies and procedures where required/supporting staff members drafting policies and proceduresPreparing and lodging regulatory filingsWorking with internal/external stakeholders and participate in business meetings as requiredSupporting team members with complex issues and sharing best practicesResponding to ad-hoc queries and assisting in project work as requiredWorking with the Singapore Risk and Compliance team to support their regulatory obligationsActing as back-up AML Officer when requiredAbout you:Experience and skills we are looking for:At least 5 years' experience in financial services/funds/wealth management compliance, regulatory or another control functionExperience interacting directly with regulators highly regardedTertiary qualification in a relevant discipline, such as Law, Commerce or AccountingUnderstanding of the financial services industry in Australia, knowledge of the relevant regulators (e.g., ASIC, AUSTRAC, OAIC), and current and proposed financial services regulatory and legislative requirementsStrong analytical skillsExcellent verbal and written communication skills and ability to work collaboratively with other business areasAbility to multitask and prioritiseWWhat we offerA competitive salary.Fee-free trading.A challenging and rewarding role in the dynamic crypto industry.A winning, fun, hard-working team.Ongoing learning and support.Great career development opportunities in a growing company.This is an in-office role, so please do not apply if you are looking for a hybrid or remote opportunity.
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