Compliance Manager

2 weeks ago


Sydney, New South Wales, Australia Perpetual Limited Full time

Sydney CBD | Hybrid WFH/office model- Qualify for a range of exciting benefits, incl. two weeks of additional paid leave each year focused on wellbeing & community- Strong heritage built on trust, integrity and stability

Our Legal, Audit, Risk CoSec Compliance & Sustainability (LARCCS) Division is seeking a Compliance Manager to join the team. Reporting to the Senior Compliance Manager and focused on Perpetual's Corporate Trust division, this role will assist in maintaining and implementing the Compliance Framework to ensure Perpetual executes its strategy in accordance with all regulatory requirements and delivers good client outcomes.

Sounds interesting? Here are some specifics about the opportunity:
Work with various stakeholders to implement all aspects of the Compliance Framework including:
- Assist with issues assessment and breach reporting processes- Assisting with Compliance Plan Audit- Assist with maintaining the compliance plans of registered schemes including compliance plan adequacy reviews and management of compliance controls.- Assist in developing and maintaining group policies and frameworks- Provide objective and balanced advice on risks and compliance issues related to proposed business strategies and plans.- Develop and maintain relationships with the business, regulators, industry bodies, external auditors and all relevant stakeholders- Provide, organise or participate in compliance training- Prepare reports to committees and boards in relation to compliance activities- Prepare responses to regulators, where applicable- Reviewing regulatory changes- Review marketing material prepared by the business to ensure compliance with regulatory requirements

To be considered for this opportunity, your qualifications, skills and experience could include:
- Law, finance, accounting or business degree- 5+ years' financial services experience in compliance or legal roles within asset management- Experience with compliance plans and compliance plan audit will be highly regarded- Excellent communication and relationship management skills- Your agility and an enquiring mind will be key to be successful in this role- Ability to function effectively and productively within a team environment- Confident, enthusiastic, motivated, works well under pressure, takes ownership and responsibility of all matters and shows exceptional attention to detail.

Our opportunity We'd love to learn more about how your interests and experience could be a fit. Here at Perpetual, we are committed to supporting a flexible working environment enabling you to work how and where you work best. Our benefits
- Two weeks additional paid leave for Well-being & Community Leave
- Market competitive Parental Leave
- Access to our Well-being Benefits and Perpetual Discounts providing discounts and special offers on entertainment, clothing, homeware, gift cards, technology, travel, dining and more

Why join us? You'll be joining a growing client-focused and collaborative global team with a values and purpose-driven culture. Each and every day our people bring to life our enterprise behaviours - Stretch, Own It, and Make an Impact. We value Diversity and Inclusion and know that the unique backgrounds, experiences, and perspectives of our people contribute immensely to the delivery of our purpose and strategy. We're living this commitment as a WGEA Employer of Choice for Gender Equality and have a growing number of employee-led networks to raise awareness and promote Diversity and Inclusion at Perpetual. We are extremely proud to work directly with over 23 Aboriginal language groups in various communities across Australia and we pay our respects to all Aboriginal and Torres Strait Islander People: and to their Elders past and present. Aboriginal and Torres Strait Islander People are strongly encouraged to apply.


  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Nobleoak Full time

    **Closing Date**: 15/08/2025**Job Type**:Contract**Location**:Sydney office**Job Category**:Shared ServicesThe purpose of this role is to support the development, maintenance and reporting of NobleOak's Risk and Compliance Management framework to ensure compliance with legal and regulatory requirements and industry codes and standards, to support the...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Ampersand Full time

    Leading Australian Energy Retailer- Senior role - working directly with the Compliance manager- Competitive Salary - Between $120,000 and $140,000The individual will work closely with the Compliance Manager in compliance activities relating to the client's Compliance Management Framework development that addresses all relevant legislative and regulatory...

  • Manager, Compliance

    2 weeks ago


    Sydney, New South Wales, Australia Amp Full time

    Manager, ComplianceIf you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Bnp Paribas Full time

    COMPLIANCE MANAGER - REGULATORY OFFICE (JOB NUMBER: COM002250)**Description of the Department**A central team of technical experts, the Compliance team provide specialised services and expertise on technical areas on Compliance topics, such as financial security, professional ethics, market integrity, protecting interests of clients, Group policy and local...

  • Compliance Manager

    3 weeks ago


    Sydney, New South Wales, Australia Award Global Full time

    1 day ago Be among the first 25 applicantsThis range is provided by Award Global. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA$110,000.00/yr - A$130,000.00/yrAbout Award MortgageAt Award Mortgage, we pride ourselves on offering tailored lending solutions that meet the unique needs of...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Perigon Group Full time

    Hybrid / WFH environment- Great salary, bonus and benefits- CBD locationAn excellent opportunity for an experienced Compliance Manager to join a prestigious Financial Services group.This is a unique Compliance Manager career opportunity to join a reputable & well established financial services firm. The company specialise within Wealth Management, Investment...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Ing Group Full time

    Compliance Manager - Investigation and BreachesWe value your unique voice and perspective, which is why we're counting on you to help us become even better. Join ING Australia's **Conduct Compliance and Ethics team** as **Compliance Manager - Investigation and Breaches **and build an exceptional experience for yourself while making a difference in our...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Independent Reserve Full time

    This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector.You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business.A broad role with growth opportunities in a rapidly...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Bnp Paribas Full time

    **Primary Role Responsibilities****Governance Framework**:- Governance: coordinating compliance related governance meetings - scheduling meetings, maintaining relevant terms of reference (including local child-policy), data gathering, documents preparation, minutes, tracking action items, official record keeping etc. Meetings include, but not limited to:-...

  • Compliance Manager

    2 weeks ago


    Sydney, New South Wales, Australia Ing Full time

    We value your unique voice and perspective, which is why we're counting on you to help us become even better. Join ING Australia's **Conduct Compliance and Ethics team** as **Compliance Manager - Investigation and Breaches **and build an exceptional experience for yourself while making a difference in our customers' lives. You'll have the opportunity to...