Kyc Periodic Review

2 days ago

Sydney Central Business District, Australia HAYS Full time

Prestigious Bank KYC Periodic Review role Initial 12 month contract

**Your new company**
This company are prestigious global bank who specialise in Investment Banking and Wealth Management. The role is within the Wealth Management business, which services individuals, families and institutions investing in both domestic and international markets, including equities, fixed income and derivative investments, financial planning, margin lending and managed funds.

**Your new role**
The role is responsible for ensuring that Know Your Client (KYC) documentation throughout the client lifecycle is maintained, complies with the firm’s global standards and any additional local regulatory requirements.
- Support processes including Client Identification Program (CIP) KYC review and remediation across all risk levels and Politically Exposed Persons (PEP) reviews.
- Review documentation provided by clients and Sales and follow up on missing documentation or inconsistent information with the firm’s records
- Responsible for timely resolution of Sales queries and requests from Global Financial Crimes (GFC), Compliance Testing and Audit teams
- Review and validate the accuracy of values that impact client’s ML/TF risk, such as Source of Wealth and Total Net Worth.
- Ensure periodic review and relevant approval records are retained properly in internal database and monitor the receipt of any outstanding documentation within required timeframe
- Escalate accounts with high risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff.

**What you'll need to succeed**
- Tertiary qualifications in a relevant discipline e.g. Commerce, law, accounting or similar
- Experience in securities markets or wealth management with KYC and knowledge around High-Risk clients
- Ideally with previous experience in Compliance, Risk or KYC within a private bank or onboarding/periodic review in a top-tier bank.
- Strong communication skills to effectively and clearly advise Sales teams and other stakeholders.
- Knowledge of KYC documentation, industry regulations and best practices

**What you'll get in return**
Two roles on offer which is excellent opportunity for initial 12 month contracts at a global investment bank with potential for permanent or extensions. The roles offer a hybrid working culture of 1-2 days work from home per week, as part of an expanding energetic and vibrant team.

**What you need to do now**

**LHS 297508** #2722898

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