Wealth Management

4 days ago

Sydney, Australia Anton Murray Consulting Full time

Sydney- Wealth Management- Contract or TemporaryOur client is a global tier-one Wealth Management firm seeking an experienced KYC Periodic Review Officer to join their Sydney Account Management Team.
- This role is open to working holiday visa-holders, as well as those with longer-term visas and residency._

**Key Responsibilities**:
This role is broadly responsible for supporting all operational processes for the CIP KYC and PEP reviews, including:

- Review documentation provided by clients and Sales.
- Escalate regulatory concerns or exceptions to AMT Manager for further review and discussions.
- Escalate accounts with high-risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff.
- Review and validate the accuracy of values that impact client’s ML / TF risk, such as Source of Wealth (SoW) and Total Net Worth.
- Continuous and active engagement with Sales teams to share KYC and ML / TF related guidance.
- Ensure periodic review and relevant approval records are retained properly in internal database and monitor the receipt of any outstanding documentation within required timeframe.

**Desired Experience/Qualifications**:

- Bachelor’s degree or equivalent education or experience required.
- At least 3 years’ experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank.
- Understanding of global AML/KYC standards, in particular Australian and UK- FSA requirements.
- Strong analytical and organisational skills.
- Strong communication skills to effectively and clearly instruct/ advise Sales teams and other stakeholders.
- Ability to articulate issues concisely and effectively.
- Able to work both independently and with a team in a dynamic environment with high pressure on timeliness and quality of deliverables.
- Impressive knowledge of KYC documentation, industry regulations and best practices.

**This role will pay approximately $450-525 per day plus super, depending on prior experience in relevant positions.

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