Compliance Officer
2 weeks ago
Melbourne- Asset Management- Contract or TemporaryOur client, a global financial services firm seeks a Compliance Officer to work across its business units on an initial 6-month maternity cover contract.
This role supports the Australian businesses in relation to all aspects of its compliance program including understanding and interpreting regulatory requirements, regulatory engagement, and financial crime matters. The role will also require monitoring, testing, assurance, policy drafting, training and other duties as assigned.
**Key Responsibilities**:
- Evaluates regulatory requirements and expectations against existing processes and control to identify potential gaps, recommending procedural changes if necessary.
- Evaluates regulatory changes and assists with implementation where required.
- Provide advice on Compliance programs and applicable laws, regulations, rules and standards, including keeping them informed of developments or changes that may affect their area.
- Experience and knowledge of Custody, Asset Servicing, Fund Administration, Treasury, FX, Research, and / or payments businesses as well as corporate governance regulations such as class order relief, responsible person / manager regimes, record keeping and AML.
- Ability to draft compliance policies and procedures.
- Produce and analyse compliance reports and data for internal committees and boards.
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Compliance Officer
2 days ago
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Compliance Officer
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Melbourne, Australia LRI Invest Full timeDescription Do you have compliance experience, and are you seeking a new full-time job in Melbourne? Apex Group is looking for a Compliance Officer. As a Compliance Officer, you will be a trusted adviser and support the company's Compliance function in Melbourne and Brisbane. You will also direct and coordinate the regulatory update in the APAC region,...
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Compliance Officer
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Compliance Officer
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Compliance Officer
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Compliance Officer
2 weeks ago
Melbourne City Centre, Australia Department of Government Services Full time**About us** The Department of Government Services (DGS) was established on 1 January 2023 to improve everyone's experience of doing business and interacting with the Victorian government. We bring important day-to-day services together in one department to make things easy and seamless for Victorians and businesses. We are doing this by connecting and...
