Manager, Regulatory and Specialist Compliance

6 hours ago


Melbourne, Australia AMP Limited Full time

**How you will make an impact**
- Provide input into supporting and coordinating all aspects of reporting into relevant governance reporting including Board, Advice Risk and Compliance Committee (ARCC) reporting.
- Contribute to and support complex breach assessments through the incident and breach process
- Work closely with Business Risk Partners to target emerging and/or high risks and issues in relation to specialist compliance
- Contribute to Specialist Compliance across the advice business in alignment with AMP Policy and Frameworks and engagement with group ERM functions, including Privacy and Conflicts of Interest
- Provide input into policies, processes, frameworks and governance forums related to specialist compliance within the Australian Wealth Management (AWM) - Advice business
- Support elements of delivery across Advice regulatory engagement activities including for example: contributing to the preparation and approach for direct regulatory engagement and the monitoring of, and fulfilment of, commitments previously given to regulators

**What you will bring to the role**
- Risk and Compliance experience in Financial Services, with exposure within Financial Advice either as a practitioner or technical specialist valued
- Capability and experienced to interrogate and report on complex current and historical incidents, issues and breaches
- Experience in drafting clear and comprehensive reports to compliance and business leadership which outline key findings, insights and recommendations
- Experience in developing, implementing, and monitoring the operation of risk management programs in the provision of specialist compliance

**Is this your dream job?**

**Working for AMP**
We are transforming our business. We are looking for people with courage, accountability and integrity who inspire the same in others. If you are comfortable challenging the status-quo and perform at your best in an evolving and complex environment - we need you.

**Wellbeing & Benefits**
We invest in the health, wellbeing and development of our people by offering a range of great benefits to support you be your best, professionally and personally:

- We-Flex: Choose how, when and where you work.
- CHAMP Program: Access for you and your family to 24/7 wellbeing and counselling support.
- Well-being programs and activities: Annual health checks, flu vaccinations, information sessions.
- Volunteering: opportunities through our AMP Foundation.
- Financial Well-Being: competitive home loans, leading superannuation contribution, discounted financial advice and personal insurance.

**Inclusion & Diversity**
The diversity of our people is core to our ability to innovate, grow and achieve great outcomes for our people, customers, shareholders and the community. If you have a natural curiosity, an appreciation for differences and an innate willingness to help others you will be valued at AMP.

At AMP we are committed to improving employment opportunities for Aboriginal and Torres Strait Islander peoples and we encourage applicants from Aboriginal and Torres Strait Islander descent to apply. Read more about our Reconciliation Plan **here **.**

**Message to recruitment agencies



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