Investment Compliance

6 days ago

Sydney, Australia T+O+M Executive Full time

We here at **TOM Executive** have partnered with a leading custodian to recruit an Investment Compliance role for their Investment Operations team.
- Permanent role based in Sydney
- Flexible working from home arrangements
- Salary ranging between **$100,000 - $115,000 package**

**Overview of the role**

You will work in the Investment Operations team and will be responsible for managing, implementing, and coordinating the daily pre and post trade mandate monitoring, compiling exposure and other risk reports as well as assisting the team with projects and initiatives.

**Your Background**
- Undergraduate qualifications and a demonstrated experience in a similar role within a fund management or superannuation environment
- Strong understanding of investment operational processes and risks, have a familiarity with different asset classes, derivatives, and exposure calculations
- Understanding of transaction lifecycles of listed and unlisted assets.

**How to Apply

  • Investment Compliance

    2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Investment Banking- Contract or Temporary**The progression within this function is to progress within the Investment Compliance team, although cross-over between Investment Compliance and Performance & Attribution Analytics is relatively common.** The salary range on offer for this position will vary depending on prior experience that can translate...

  • Investment Compliance Associate

    2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Asset Management- PermanentThe progression within this function is to progress within the Investment Compliance team, although cross-over between Investment Compliance and Performance and Risk is relatively common. The salary range on offer for this position will vary depending on prior experience that can translate directly to the role, although we...

  • Investment Compliance Analyst

    2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Asset Management- Contract or TemporaryThis is an exceptional new **6-month contract **as an **Investment Compliance Analyst** that has just become available with **a prominent global custody services client** in their **Sydney** office. Our client is a prominent global financial services firm, with a thriving Australian custody services business....

  • Manager - Investment Compliance

    2 days ago

    Sydney, New South Wales, Australia Australian Retirement Trust Full time $120,000 - $180,000 per year

    Take hold of a monster opportunity and join our Investment Operations and Performance team as a Manager - Investment Compliance.  If you're a good fit for this role and live in Brisbane or Sydney, we'd love you to apply.Why join us?You'll get 14% super as standard, to help your future come alive.Unleash your potential and build a career to be proud of...

  • Investment Compliance Manager

    2 weeks ago

    Sydney, Australia BNP Paribas Full time

    INVESTMENT COMPLIANCE MANAGER (JOB NUMBER: C D000493) **Overall Job Purpose** The Investment Compliance Manager role sits within the Performance & Compliance Client Delivery team. The role performs day to day monitoring of rules within client IMA is, assisting in the day-to-day investment process. The Investment Compliance Analyst interacts directly with...

  • Investment Compliance Manager

    2 weeks ago

    Sydney, Australia BNP Paribas Full time

    **Overall Job Purpose** The Investment Compliance Manager role sits within the Performance & Compliance Client Delivery team. The role performs day to day monitoring of rules within client IMA is, assisting in the day-to-day investment process. The Investment Compliance Analyst interacts directly with clients and or investment managers regarding all...

  • Investment Compliance Specialist

    2 weeks ago

    Sydney, Australia Australian Retirement Trust Full time

    Be part of an inclusive and high-performing team - Enjoy a rewarding career move with opportunities for development - Make a difference with a fund that puts members first **About us** When you work for Australian Retirement Trust, every day is an opportunity to be a force for good in the lives of more than 2 million members. Australian Retirement Trust...

  • Investment Compliance Team Leader

    2 weeks ago

    Sydney, Australia Anton Murray Consulting Full time

    Sydney- Investment Banking- PermanentOur client is a leading, global provider of financial services seeking an Investment Compliance Team Leader to join their Sydney team. The Investment Compliance Team Leader is responsible for supporting the Head of Compliance with the management and oversight of the day-to-day operations of the Investment Compliance...

  • Analyst, Investment Risk

    3 days ago

    Sydney, Australia United Super Pty Ltd Full time

    Risk, Compliance & Operational Due Diligence - Develop & hone your career within a growing investments area - Very supportive team culture with experienced managers **About Cbus** Created by workers, for workers, Cbus Super is one of Australia’s most successful Superannuation funds. For almost four decades we’ve proudly represented those who help shape...

  • AML & Investment Compliance Analyst

    1 week ago

    Sydney, New South Wales, Australia Mane Consulting Full time $90,000 - $120,000 per year

    ABOUT THE ORGANISATION A High Profile Investment Group requires an Investment Compliance/AML Analyst due to an exciting phase of growth in New Business. ABOUT THE ROLE Daily monitoring of investment guideline and rules within Client PortfolioCollaborate with Clients and Front Office regarding all aspects of investment guideline reviews to ensure adherence...