Investment Compliance

We here at **TOM Executive** have partnered with a leading a leading national superannuation fund to recruit an Investment Compliance role for their Investment Operations team. - Permanent role based in Sydney / Melbourne - Flexible working from home arrangements - Salary ranging between **$100,000 - $115,000 package**: - Utilise the latest technology and...

A newly created role with a growing well know brand - Fantastic salary, bonus and benefits on offer - Excellent working flexibility, 1 day required in the office The Investment Compliance Specialist is a member of the Investment Services & Compliance team and helps deliver outcomes for the broader Investment Operations. This role is responsible for doing...

Sydney- Asset Management- PermanentThe progression within this function is to progress within the Investment Compliance team, although cross-over between Investment Compliance and Performance and Risk is relatively common. The salary range on offer for this position will vary depending on prior experience that can translate directly to the role, although we...

Sydney- Asset Management- Contract or TemporaryThis is an exceptional new **6-month contract **as an **Investment Compliance Analyst** that has just become available with **a prominent global custody services client** in their **Sydney** office. Our client is a prominent global financial services firm, with a thriving Australian custody services business....

Investment Compliance Analyst The Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...

Overall Job Purpose The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process. The Investment Compliance Analyst interacts directly with clients and/or investment managers...

Be part of an inclusive and high-performing team - Enjoy a rewarding career move with opportunities for development - Make a difference with a fund that puts members first **About us** When you work for Australian Retirement Trust, every day is an opportunity to be a force for good in the lives of more than 2 million members. Australian Retirement Trust...

Sydney- Investment Banking- PermanentOur client is a leading, global provider of financial services seeking an Investment Compliance Team Leader to join their Sydney team. The Investment Compliance Team Leader is responsible for supporting the Head of Compliance with the management and oversight of the day-to-day operations of the Investment Compliance...

**Company Description** Supporting millions of Aussies since 1988 with low fees and competitive long-term performance. Profits back to members, not shareholders **Closing date: 30th July 2025.** Please note Rest does not accept speculative resumes from recruitment agencies Established in 1988, Rest is one of Australia’s largest profit-to-member...

JOB DESCRIPTIONJ.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk reduction and demonstrating industry...