Investment Compliance

2 weeks ago

Sydney, Australia Anton Murray Consulting Full time

Sydney- Investment Banking- Contract or Temporary**The progression within this function is to progress within the Investment Compliance team, although cross-over between Investment Compliance and Performance & Attribution Analytics is relatively common.**

The salary range on offer for this position will vary depending on prior experience that can translate directly to the role, although we would expect circa $90k base

**Responsibilities**:

- Conduct trade compliance monitoring and provide in-depth analysis to clients and technical support
- Regular production, auditing and delivery of timely and accurate compliance monitoring for clients, ensuring adherence to procedures and control checks, on a daily / monthly / quarterly basis.
- Be able to interpret investment mandate agreements into investment restrictions and set up corresponding rules within the compliance system to monitor these
- Investigate breaches of mandate restrictions, and then identify and communicate the cause to investment manager and client.
- Support client transitions and sales
- Input into our regional product roadmap, strategy and local market requirements
- Market, competitor and industry research for investment compliance

**Experience Required**:

- University degree qualification (post graduate degree and/or a CFA® designation an advantage)
- Excellent stakeholder management skills as this role will require various communication, presentations etc.
- Client service and problem solving
- Understanding of data requirements to produce accurate results
- Proven knowledge of market leading compliance platforms
- Understanding of investment compliance product and regulatory trends

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