Investment Compliance Analyst
6 hours ago
Sydney- Asset Management- Contract or TemporaryThis is an exceptional new **6-month contract **as an **Investment Compliance Analyst** that has just become available with **a prominent global custody services client** in their **Sydney** office.
Our client is a prominent global financial services firm, with a thriving Australian custody services business. As part of their small Investment Compliance team, they are seeking an Analyst for an initial 6 month contract duration.
The role sits within the Investment Analytics division and provides compliance monitoring, Substantial Shareholder monitoring, plus investment analytics services.
The key **responsibilities** of the Investment Compliance Analyst are as follows:
- Work with clients to ensure an ongoing high level of service
- Regular production, auditing and delivery of timely and accurate compliance monitoring for clients, ensuring adherence to procedures and control checks, on a daily / monthly / quarterly basis
- Investigate breaches of mandate restrictions, and then identify and communicate the cause to investment manager and clients
- Maintenance and requests to ensure complete reporting, such as adding rules, portfolios, benchmarks, and custom reporting as needed
- Ensure appropriate procedures, risk and control guidelines are maintained and adhered to, and identify, update and maintain gaps in controls and procedures.
- Ensure Compliance of all processes with internal policies and procedures.
- Strong understanding of financial markets and investment management processes, including the drivers behind market movements.
- Investment Compliance or mandate monitoring experience (2+ years) from either a custody or funds management background
- Tertiary qualification and/or industry specific qualification such as CIPM, CFA or FRM
The pay on offer is** variable based on prior experience**. And likely paid initially on a daily rate, with the opportunity to extend to a permanent position.
-
Investment Compliance Analyst
4 weeks ago
Sydney, Australia Ambition Group Full timeInvestment Compliance Analyst The Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...
-
Analyst, Investment Compliance
1 week ago
Sydney, Australia BNP Paribas Full timeOverall Job Purpose The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process. The Investment Compliance Analyst interacts directly with clients and/or investment managers...
-
Investment Analyst
2 weeks ago
Sydney, New South Wales, Australia Blackwattle Investment Partners Full time $90,000 - $120,000 per yearAbout Blackwattle Investment PartnersBlackwattle is an Australian funds management firm dedicated to delivering outstanding outcomes for our clients. Our long-term success is underpinned by the central philosophies of Alignment, Quality and Trust.About the Role:We are seeking a highly motivated Investment Analyst to join our investment team. The analyst will...
-
Investment Analyst
1 week ago
Sydney, Australia Schroder Investment Management Australia Limited Full time**What you’ll do** - Responsible for developing and maintaining data and analytics supporting the Australian Multi-Asset teams investment process. This includes, but is not limited to, valuation models, cyclical analysis, liquidity indicators as well as maintaining and running the portfolio optimiser. - Primary responsibility for the production and...
-
Investment Analyst
7 hours ago
Sydney, Australia Profusion Group Full timeASX listed firm backed by a US investmentbank - CBD state of the art office - Competetive compensation Investment Analyst/Senior Investment Analyst - Private Debt and Real Estate Credit Company Overview: We are a leading investment firm specializing in private debt and real estate credit investments. With a solid track record and a strong commitment to...
-
Investment Analyst
2 days ago
Sydney, Australia Lonsec Full timeWe are currently seeking an **Investment Analyst **to join our Manager Research team in Melbourne or Sydney on a permanent, Full-Time basis. The role of the Investment Analyst is to provide a high-level of managed fund product research to financial advisers and other subscribers. The Investment Analyst will work across a range of asset classes including...
-
Investment Analyst
7 hours ago
Sydney, Australia Fidelity International Full timeInvestment Analyst **About the Opportunity** **Job Type**: Permanent Application Deadline: 15 November 2024 **Title: Investment Analyst** **Department: Global Investment Research** **Location: Sydney, Australia** **Reports To: Director of Research** **Level: 6** We're proud to have been helping our clients build better financial futures for over 50...
-
Investment Analyst
2 weeks ago
Sydney, New South Wales, Australia Platinum Pacific Partners Full time $90,000 - $120,000 per yearInvestment Analyst | High-Growth Fund Manager | SydneyBacked by leading global venture investorsExposure to global equities investingJoin a high-performing, entrepreneurial investment teamPlatinum Pacific Partners is working with a high-growth Australian investment manager to appoint an Investment Analyst into their Sydney team. Since its launch in 2017, the...
-
Investment Compliance
6 hours ago
Sydney, Australia Anton Murray Consulting Full timeSydney- Investment Banking- Contract or Temporary**The progression within this function is to progress within the Investment Compliance team, although cross-over between Investment Compliance and Performance & Attribution Analytics is relatively common.** The salary range on offer for this position will vary depending on prior experience that can translate...
-
Sydney, New South Wales, Australia UBS Full time $90,000 - $120,000 per yearJob Reference #321786BRJob TypeFull TimeYour roleAre you a sharp evaluator of risk? Can you investigate complex solutions? Do you want to play a key role in improving the effectiveness of business-critical processes and controls to help safeguard and strengthen UBS?We're looking for a compliance controls testing analyst who can:drive or work as a team member...
