Executive Manager Compliance Advisory

5 days ago


Sydney, Australia Commonwealth Bank Full time

**Executive Manager Compliance Advisory**

**_Do work that matters: _**

Retail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. RBS product Domains will manufacturer the full suite of retail products including deposit accounts, home loans and credit cards. RBS distribution Domains will provide face to face customer service through the Branch network, Customer Contact Centres and digitally through Netbank and the CommBank App. RBS distribution Domains will distribute both proprietary product (home loans, deposit accounts and credit cards) and 3rd party product (general insurance, life insurance and car sales). The RBS Domains are also responsible for digital spaces including web and app services, customer communications, CBA customer recognition programs such as CommBank Yello, strategic relationships such as More and Amber, and Open Banking. RBS Risk Management, including Compliance, also supports x15with a range of ventures.

**_See yourself in the team: _**

The purpose of the role is to lead the RBS Compliance Advisory team which provides specialised advice to your Domain(s) (line of business team) to ensure our retail products and services are provided in compliance with all financial services and other applicable laws and regulatory requirements.

**_Your day could look like but not limited to: _**
- Inspire team of compliance advisers to be pro-actively engaged with business teams and providing high quality advice to achieve compliance outcomes and mitigate risk
- Compliance insight into Domain Risk Forums providing compliance advice and GM briefings.
- Oversight of advice provided by team members and escalation point for complex matters.
- Oversight insight, guidance and motivation to other Teams in RBS Compliance (Regulatory Engagement, Assurance and BankWest).
- Building effective partnerships with colleagues across business teams, Risk and Compliance, and Group Compliance.
- Lead, manage, coach and develop your function.
- Actively and effectively develop your direct and indirect reports.

**_What will you need to succeed in this role? _**
- Financial Services industry, regulation knowledge gained either in Australia, or in major overseas markets.
- Experience in compliance roles, including role(s) with a focus on developing compliance frameworks.
- Strong understanding of different regulatory environments including APRA prudential requirements, ASIC requirements and requirements from other key domestic or international regulators (such as ACMA).
- Strong understanding of compliance and compliance management principles, frameworks and generally accepted industry practices.
- Broad experience and expertise enabling you to navigate emerging compliance issues as required by your relevant Domain(s)beyond financial services laws, including, for example, privacy, Spam Act, and environment and social requirements.

**Working at CommBank**

At CommBank, we support our people with the flexibility to balance where work is done with at least half their time each month connecting in office. We also have many other flexible working options available including changing start and finish times, part-time arrangements and job share to name a few. Talk to us about how these arrangements might work in the role you’re interested in.

We're aware of some accessibility issues on this site, particularly for screen reader users. We want to make finding your dream job as easy as possible, so if you require additional support please contact HR Direct on 1800 989 696.

Advertising End Date: 24/02/2025



  • Sydney, New South Wales, Australia Marsh McLennan Full time $90,000 - $120,000 per year

    We are seeking a talented individual to join our Risk and Compliance team at Marsh McLennan. This role will be based in Sydney or Melbourne. This is a hybrid role that has a requirement of working at least three days a week in the office.Compliance Advisory ManagerReporting to Senior Manager, Compliance Advisory Marsh McLennan Pacific, this role will play a...


  • Sydney, New South Wales, Australia Nine Advisory Full time $120,000 - $150,000 per year

    Do you have razor-sharp attention to detail and are a super organised project manager?Want REAL Business Advisory work? (Not compliance dressed up as advisory)Does your firm offer work from home and other flexible arrangements, but you know the partners secretly frown upon it….and it's hurting your career?At Nine Advisory, we are a little different. We...


  • Sydney, Australia NAB Full time

    Head of Compliance Advisory CCB - Job number: 803097 - Primary position location: NSW- Sydney CBD - Category: Compliance, Regulatory Risk & Financial Crime - Work type: Permanent Full time - Closing at: Oct 3 2025 - 23:55 AEST **Favourite** - **Strategic Leader with proven experience**in** **Compliance Advisory supporting Consumer Finance teams**: - **We...


  • Sydney, Australia HSBC Full time

    **Some career choices have more impact than others.** At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture progress and...


  • Sydney, Australia HSBC Full time

    -Job description**Some career choices have more impact than others.** At HSBC we exist with the purpose of Opening up a World of Opportunity. We use our unique expertise, capabilities, breadth and perspectives to provide opportunities for our customers and colleagues through global connectivity. We bring together the people, ideas and capital that nurture...


  • Sydney, Australia Marsh McLennan Full time

    We are seeking a talented individual to join our Risk and Compliance team at Marsh McLennan. This role will be based in Sydney or Melbourne. This is a hybrid role that has a requirement of working at least three days a week in the office. **Compliance Advisory Analyst** Reporting to Senior Manager, Compliance Advisory Marsh McLennan Pacific, this role will...


  • Sydney, Australia Commonwealth Bank of Australia Full time

    Executive Manager, Financial Crime Compliance, Retail Banking Services **Executive Manager, Financial Crime Compliance, Retail Banking Services** **See yourself in our team** Financial Crime Compliance (FCC) is a team of over 190 professionals and is an integral part of CBA's Group Risk Function. FCC is accountable for the development, implementation and...


  • Sydney, Australia Commonwealth Bank Full time

    **Executive Manager, Financial Crime Risk Advisory** **Team**: The Financial Crime Risk Advisory team is a first line of defence function that provides comprehensive and integrated risk services in support of Financial Crime Services (FCS). The value proposition of the FCA is to provide skilled, practical and efficient risk management to support the FCS in...


  • Sydney, Australia Westpac Group Full time

    **How will I help?** As the Executive Manager, Prudential Advisory you will support the implementation of the Prudential Management Policy on behalf of the Head of Prudential Standards as well as oversee and improve the process for and the completion of compliance assessments where there is a prudential impact. Your responsibilities will include but are...


  • Sydney, New South Wales, Australia Scyne Advisory Full time $120,000 - $180,000 per year

    Company DescriptionOur vision is to be the public purpose specialists, supporting organisations to build more resilient, secure, equitable and prosperous communities. We strive to support a stronger Australia – one purpose, one practice.We are an independent, contemporary, national business with the scale and capabilities to deliver meaningful impact for...