Compliance Manager

2 weeks ago

Sydney, Australia Sunwoods Consulting Group Full time

We are a leading financial service company at Sydney, specializing in providing comprehensive investment funding solutions. Our mission is to empower businesses and individuals by offering tailored investment opportunities that drive growth and financial stability. We are currently looking for a Compliance Manager to join our team.

**Responsibilities**:

- Develop, implement, and maintain a comprehensive compliance program to ensure the company adheres to regulatory and legal standards, as well as industry practices.
- Conduct regular audits and reviews to identify potential compliance risks, and develop strategies to mitigate these risks.
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
- Prepare comprehensive reports for senior management, detailing compliance issues, potential risks, and recommended actions.
- Train and educate employees on laws and regulations pertaining to their duties and responsibilities.
- Liaise with regulatory bodies and handle inquiries or investigations that may arise.
- Review and advise on marketing materials, ensuring they comply with legal requirements and company policies.
- Assist in the development of company policies and procedures to ensure they align with regulatory requirements.

**Requirements**:

- Exceptional proficiency in English, with strong verbal and written communication skills.
- A bachelor's degree in law, finance, business administration, or a related field.
- Additional compliance certifications are highly desirable.
- Proven experience in a compliance role within the financial services industry, preferably in investment funding or related fields.
- Comprehensive knowledge of regulatory standards and compliance requirements affecting the currency exchange industry.
- Strong analytical and problem-solving skills, with the ability to assess complex compliance issues and develop effective solutions.
- Excellent organizational skills, with the ability to manage multiple tasks and projects simultaneously in a fast-paced environment.

**Applications**:
Pay: $130,000.00 - $180,000.00 per year

**Benefits**:

- Free drinks
- Free food
- Parental leave
- Professional development assistance
- Salary packaging
- Travel reimbursement

Schedule:

- Monday to Friday

**Experience**:

- Compliance management: 3 years (preferred)
- Operational risk management: 2 years (preferred)

**Language**:

- English (preferred)

Work Authorisation:

- Australia (preferred)

Work Location: In person

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