
Compliance Manager
4 days ago
We are a leading financial service company at Sydney, specializing in providing comprehensive investment funding solutions. Our mission is to empower businesses and individuals by offering tailored investment opportunities that drive growth and financial stability. We are currently looking for a Compliance Manager to join our team.
**Responsibilities**:
- Develop, implement, and maintain a comprehensive compliance program to ensure the company adheres to regulatory and legal standards, as well as industry practices.
- Conduct regular audits and reviews to identify potential compliance risks, and develop strategies to mitigate these risks.
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
- Prepare comprehensive reports for senior management, detailing compliance issues, potential risks, and recommended actions.
- Train and educate employees on laws and regulations pertaining to their duties and responsibilities.
- Liaise with regulatory bodies and handle inquiries or investigations that may arise.
- Review and advise on marketing materials, ensuring they comply with legal requirements and company policies.
- Assist in the development of company policies and procedures to ensure they align with regulatory requirements.
**Requirements**:
- Exceptional proficiency in English, with strong verbal and written communication skills.
- A bachelor's degree in law, finance, business administration, or a related field.
- Additional compliance certifications are highly desirable.
- Proven experience in a compliance role within the financial services industry, preferably in investment funding or related fields.
- Comprehensive knowledge of regulatory standards and compliance requirements affecting the currency exchange industry.
- Strong analytical and problem-solving skills, with the ability to assess complex compliance issues and develop effective solutions.
- Excellent organizational skills, with the ability to manage multiple tasks and projects simultaneously in a fast-paced environment.
**Applications**:
Pay: $130,000.00 - $180,000.00 per year
**Benefits**:
- Free drinks
- Free food
- Parental leave
- Professional development assistance
- Salary packaging
- Travel reimbursement
Schedule:
- Monday to Friday
**Experience**:
- Compliance management: 3 years (preferred)
- Operational risk management: 2 years (preferred)
**Language**:
- English (preferred)
Work Authorisation:
- Australia (preferred)
Work Location: In person
-
Junior Compliance Consultant
2 days ago
North Sydney, Australia VET Quality and Compliance Full time**Position Description** **Company Name**: VET Quality and Compliance **Job Title**: Junior Compliance Consultant **Job Industry**: Vocational Education and Training **Employment Type**: Contract/Part-Time/Casual **Job Location**:100 Walker St, North Sydney, NSW, 2060. **Summary**: This job would be suitable for a university student. **Key...
-
Sydney, New South Wales, Australia Benchmark Compliance Full time $80,000 - $120,000 per yearCommission-Only Sales Representative (Software Product) — Equity OptionsSydney, NSWAbout UsWe're an emerging Australian software company based in Sydney, having developed an innovative platform designed to streamline compliance management across all facets of company, employee and contractor compliance for Labour hire, strata and construction businesses....
-
Compliance Manager
13 hours ago
Sydney, Australia Anton Murray Consulting Full timeSydney- Ancillary Areas- PermanentOur client is a leading retail broker seeking a Compliance Manager to manage their compliance function in their Sydney office - this role will ideally be hired on a part time basis for 3 or 4 days a week. However they are open to hiring someone full time. **Responsibilities** - Ensure the business activities comply with AFS...
-
Manager Compliance
2 weeks ago
Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time $120,000 - $180,000 per yearDo work those matters:Risk Management (RM) is responsible for developing and communicating CBA's risk management frameworks to allow CBA to take conscious exposures to credit, market, operational, compliance and insurance risks within the approved risk appetite. RM has policy teams that specialise in the different risk types as well as business unit risk...
-
Compliance Manager
2 days ago
Sydney, Australia International Capital Markets Pty Ltd Full time**Company Overview**: Established for more than 15 years, we are a global finance trading platform based in Sydney, Australia with over 130+ employees with a strong online presence. Continually improving our product and services, we are considered one the of main competitors within our industry. As an agile company that values growth and development, we...
-
Compliance Manager
13 hours ago
Sydney, Australia Allianz Australia Full time**Compliance Manager | Location - Sydney, Melbourne, Brisbane. We’re open to all locations across Australia.** This is a Line 1 role to assist in supporting the implementation, execution and monitoring of the risk and compliance management framework and the regulatory and compliance change agenda. **You’ll be responsible for**: - Establishing strong...
-
Compliance Manager
2 days ago
Sydney, Australia Rabobank Full timeRabobank is the world’s leading specialist in food and agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture and are committed to adding long-term value for clients. Our commitment to our employees and clients is at the heart of everything we do. Our culture is focused on growing each other. We...
-
Compliance Manager
13 hours ago
Sydney, Australia HCF Full time**About the role** To provide advice and support on compliance matters to all business areas of HCF and its subsidiaries, including the management and maintenance of the compliance management framework and embedding an effective compliance culture into the decision-making processes and procedures of HCF. To work closely with the Senior Compliance Manager...
-
Compliance Manager
2 days ago
Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time $120,000 - $180,000 per yearSee yourself in our team:Risk Management is an independent function within CommBank which is accountable for providing Line 2 oversight, approval, and acceptance of decisions to ensure CommBank remains within its risk appetite. The Technology and Operations Risk and Compliance team is responsible for providing specialist Operational Risk and Compliance...
-
Compliance Manager
1 week ago
Sydney, Australia Rest Full time**Company Description** Supporting millions of Aussies since 1988 with low fees and competitive long-term performance. Profits back to members, not shareholders **Closing date: 3rd June 2025** - Sound understanding of frameworks to mitigate compliance risks. - Experience in incident management within a financial services environment. - Flexible working at...