Compliance Manager

10 hours ago

Sydney, Australia Sunwoods Consulting Group Full time

We are a leading financial service company at Sydney, specializing in providing comprehensive investment funding solutions. Our mission is to empower businesses and individuals by offering tailored investment opportunities that drive growth and financial stability. We are currently looking for a Compliance Manager to join our team.

**Responsibilities**:

- Develop, implement, and maintain a comprehensive compliance program to ensure the company adheres to regulatory and legal standards, as well as industry practices.
- Conduct regular audits and reviews to identify potential compliance risks, and develop strategies to mitigate these risks.
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
- Prepare comprehensive reports for senior management, detailing compliance issues, potential risks, and recommended actions.
- Train and educate employees on laws and regulations pertaining to their duties and responsibilities.
- Liaise with regulatory bodies and handle inquiries or investigations that may arise.
- Review and advise on marketing materials, ensuring they comply with legal requirements and company policies.
- Assist in the development of company policies and procedures to ensure they align with regulatory requirements.

**Requirements**:

- Exceptional proficiency in English, with strong verbal and written communication skills.
- A bachelor's degree in law, finance, business administration, or a related field.
- Additional compliance certifications are highly desirable.
- Proven experience in a compliance role within the financial services industry, preferably in investment funding or related fields.
- Comprehensive knowledge of regulatory standards and compliance requirements affecting the currency exchange industry.
- Strong analytical and problem-solving skills, with the ability to assess complex compliance issues and develop effective solutions.
- Excellent organizational skills, with the ability to manage multiple tasks and projects simultaneously in a fast-paced environment.

**Applications**:
Pay: $130,000.00 - $180,000.00 per year

**Benefits**:

- Free drinks
- Free food
- Parental leave
- Professional development assistance
- Salary packaging
- Travel reimbursement

Schedule:

- Monday to Friday

**Experience**:

- Compliance management: 3 years (preferred)
- Operational risk management: 2 years (preferred)

**Language**:

- English (preferred)

Work Authorisation:

- Australia (preferred)

Work Location: In person

  • Commission only SaaS sales professional required

    6 days ago

    Sydney, New South Wales, Australia Benchmark Compliance Full time $80,000 - $120,000 per year

    Commission-Only Sales Representative (Software Product) — Equity OptionsSydney, NSWAbout UsWe're an emerging Australian software company based in Sydney, having developed an innovative platform designed to streamline compliance management across all facets of company, employee and contractor compliance for Labour hire, strata and construction businesses....

  • Manager, Compliance

    1 week ago

    Sydney, Australia AMP Full time

    Manager, Compliance If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into...

  • Compliance Manager

    1 week ago

    Sydney, Australia Ampersand Full time

    Leading Australian Energy Retailer - Senior role - working directly with the Compliance manager - Competitive Salary - Between $120,000 and $140,000 The individual will work closely with the Compliance Manager in compliance activities relating to the client’s Compliance Management Framework development that addresses all relevant legislative and...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia Bluefin Resources Full time

    **Broad 2nd line compliance position with v**isibility up to Exec and Board level.**: - **Salary up to $165k package. Maximum flexibility on offer with 2 days per week in office - family feel environment.**: - **Be innovative and present fresh ideas on how to manage compliance.**: - **Sydney CBD office location close to public transport.** **Brief...

  • Compliance Manager

    2 days ago

    Sydney, New South Wales, Australia Discover International Full time $80,000 - $120,000 per year

    About the CompanyOur client is a leading pharmaceutical manufacturer dedicated to delivering high-quality medicines that improve patient lives. With a strong focus on operational excellence, regulatory compliance, and continuous improvement, they are expanding their Quality organisation and seeking a GMP Compliance Managerto strengthen site compliance and...

  • Manager, Compliance

    4 days ago

    Sydney, Australia CFS Full time

    Manager, Compliance Are you ready to be part of an organisation that values expertise, passion and diversity? At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential. Our people enable...

  • Compliance Manager

    2 weeks ago

    Sydney, Australia Independent Reserve Full time

    This varied role will report to the Chief Risk Officer and is a great opportunity to apply previous experience while expanding your skillset in an innovative and growing business sector. You will have the opportunity to develop the Risk and Compliance function and collaborate with all areas of the business. A broad role with growth opportunities in a rapidly...

  • Compliance Manager

    6 days ago

    Sydney, Australia Heinemann Full time

    The Compliance Manager is in charge of actively assisting Heinemann Australia to maintain compliance obligations, adhere to legal standards and in house policies. In this role, you will be in charge of developing a comprehensive compliance & safety management strategy and its implementation. Also to oversee the risk management framework that provides...

  • Compliance Manager

    4 days ago

    Sydney, New South Wales, Australia Commonwealth Bank of Australia Full time $120,000 - $180,000 per year

    See yourself in our team:Risk Management is an independent function within CommBank which is accountable for providing Line 2 oversight, approval, and acceptance of decisions to ensure CommBank remains within its risk appetite. The Technology and Operations Risk and Compliance team is responsible for providing specialist Operational Risk and Compliance...

  • Compliance Manager

    6 days ago

    Sydney, New South Wales, Australia ZERO Markets Full time $80,000 - $120,000 per year

    We are ZEROZero Markets ("ZERO") is a multinational trading technology powerhouse, specialising in equities execution. We deliver cutting-edge solutions that seamlessly connect clients to markets through robust infrastructure, deep liquidity, and agile execution capabilities.As we grow, our focus remains on innovation, compliance, and delivering...