Advice Compliance Expert

3 days ago


Brisbane, Queensland, Australia beBeeAssurance Full time $110,000 - $124,000
Key Role Summary

This is a six-month opportunity to collaborate with our Practice Management team as an Advice Assurance Specialist.

About the Position

We are seeking a highly skilled professional with extensive knowledge of financial products and advice strategies, complemented by a profound understanding of financial services legislation and regulatory requirements.

  • Review and assess personal advice prepared by new and existing Financial Advisers
  • Collaborate with Advice Coaches, Team Leaders, and other management to resolve identified advice quality matters in a timely manner
  • Examine the quality and compliance of personal advice prepared through the Online Advice channel
  • Raise issues/incidents identified and record findings in our risk management tool
Necessary Skills and Qualifications
  • Advanced Diploma of Financial Services (Financial Planning) or equivalent tertiary qualification
  • Moderate expertise in financial planning software (e.g. Xplan/Midwinter)
  • Ability to work autonomously with a high degree of initiative and motivation
  • Current registration on the ASIC Financial Advice Register as a Financial Planner
What We Offer
  • 14% super as standard
  • Comprehensive training and development opportunities
  • Flexible working arrangements including end-of-trip facilities, yoga room, multi-faith room, parent and carer rooms, quiet rooms, coffee facilities, and collaborative team spaces


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