Head of Compliance ANZ

4 weeks ago

Sydney, New South Wales, Australia Assurant Full time

About the Role

The Head of Compliance ANZ is responsible for implementing, managing, and overseeing the Australia and New Zealand business to ensure compliance with local regulatory requirements and Assurant Corporate Compliance programs.

Key Responsibilities

  • Work with the Head of Compliance APAC to manage effective relationships with regulators such as APRA, ASIC, RBNZ, FMA, and ACCC.
  • Manage effective relationships with industry bodies such as the ICA and manage effective relationships with institutions such as AFCA and IFSO.
  • Manage the VSC ANZ Branch's compliance program and provide adequate oversight of the implementation of compliance processes and protocols.
  • Provide assistance to senior management and other key stakeholders as required in relation to compliance matters, ensuring the business is acting in accordance with relevant financial services laws and AFSL/RBNZ conditions.
  • Provide input into strategy, the business plan, the budget, and financial condition report to help ensure that material decision making is compliance-based and is consistent with Assurant's Compliance Program expectations and Corporate Values.
  • Develop the ANZ Branch Compliance Manual(s) and ensure that it is updated to meet regulatory and licence conditions changes as required.
  • Develop, implement, and maintain a 2nd line ANZ Assurance plan covering all business lines.
  • Ensure local adoption and oversight of the Assurant Corporate Compliance program, including trade sanctions and anti-bribery and corruption protocols.
  • Engage with Corporate Compliance on the implementation of trade compliance controls for the ANZ market, including implementing controls and risk management efforts for Supply Chain, Asset Disposition, and other key vendor groups.
  • Perform due diligence and ongoing oversight for vendors, buyers, and aggregators and other third parties connected with the ANZ business.
  • Manage the internal and dispute resolution process for ANZ.
  • Monitor the business' compliance culture and assist senior management in the implementation of the business' compliance policy, protocols, and relevant professional bodies, regulatory bodies, and legislative standards.
  • Manage and maintain the compliance obligations and issues and incidents registers. Inform the Head of Compliance APAC promptly of the existence of any significant matter, actual or potential breach affecting the Branch.

Requirements

  • Degree qualified in business, finance, commerce, or a relevant discipline.
  • 7+ years' experience in a Compliance Officer or Manager role or other comparable experienced professional.
  • Experience within a niche or composite insurance company, bank, or professional services firm.
  • Membership of a professional body such as the GRC Institute for compliance professionals or other such body.
  • At least 7 years' experience with APRA and ASIC frameworks.
  • Previous experience at a management level in a Financial/Insurance or Professional Services organization.
  • Australian and Asian Pacific insurance, retail, and consumer markets.
  • Ideally, creditor, warranty, and additional insurance financial or operational experience.
  • Strong technical expertise, interpersonal skills, and credibility at a senior level.
  • Gravitas and style – can command respect of the business.

About Assurant

Assurant is a global leader in the insurance and risk management industry, providing innovative solutions to help people and businesses manage risk and achieve their goals.

With over 100 years of experience, Assurant has a strong reputation for delivering high-quality products and services that meet the evolving needs of its customers.

Assurant is committed to making a positive impact on the communities it serves, and its employees are passionate about making a difference.

Join Assurant and be part of a dynamic and inclusive team that values diversity, equity, and inclusion.

Apply now to become a part of our team and take the first step towards a rewarding and challenging career.

  • Head of Compliance ANZ

    3 weeks ago

    Sydney, New South Wales, Australia Assurant Full time

    Why Work at Assurant? Assurant is a global leader in the insurance industry, and we're seeking a highly skilled Head of Compliance ANZ to join our team. As a Head of Compliance ANZ, you will be responsible for ensuring that our business operations in Australia and New Zealand comply with all relevant regulatory requirements and industry standards. Key...

  • Head of Compliance ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Assurant Full time

    About the RoleThe Head of Compliance ANZ is responsible for ensuring that the Australia and New Zealand businesses comply with all local regulatory requirements and Assurant Corporate Compliance programs.Key ResponsibilitiesWork with the Head of Compliance APAC to manage effective relationships with regulators such as APRA, ASIC, RBNZ, FMA & ACCC.Manage...

  • Head of Compliance ANZ

    3 weeks ago

    Sydney, New South Wales, Australia Assurant Full time

    About the RoleThe Head of Compliance ANZ is responsible for ensuring that the Australia and New Zealand businesses comply with all local regulatory requirements and Assurant Corporate Compliance programs.Key ResponsibilitiesWork with the Head of Compliance APAC in managing effective relationships with regulators such as APRA, ASIC, RBNZ, FMA & ACCC.Manage...

  • Head of Compliance ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Assurant Full time

    About the RoleThe Head of Compliance ANZ is responsible for ensuring that the Australia and New Zealand businesses comply with all local regulatory requirements and Assurant Corporate Compliance programs.Key ResponsibilitiesWork with the Head of Compliance APAC in managing effective relationships with regulators such as APRA, ASIC, RBNZ, FMA & ACCC.Manage...

  • Head of Compliance ANZ

    3 weeks ago

    Sydney, New South Wales, Australia Assurant Full time

    About This RoleThe Head of Compliance ANZ is a critical leadership position responsible for developing and implementing a compliance strategy that aligns with Assurant's Corporate Compliance Program. This role requires a strong understanding of local regulatory requirements and the ability to manage effective relationships with regulators, industry bodies,...

  • Head of Compliance ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Macquarie Full time

    About the RoleMacquarie's ANZ Compliance team plays a critical role in maintaining a comprehensive Compliance Framework to enable our businesses to discharge their regulatory and compliance obligations. As the Head of Compliance ANZ, you will be responsible for strengthening Macquarie's relationship with regulators across all its business and support...

  • Regional Compliance Director ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Macquarie Full time

    About the RoleWe are seeking a highly experienced and skilled Compliance professional to join our team as the Head of Compliance for Australia and New Zealand. As a key member of our Global Compliance Leadership team, you will play a critical role in ensuring Macquarie's compliance with regulatory requirements across all its business and support groups.The...

  • Head of Credit Trading, Australia

    4 weeks ago

    Sydney, New South Wales, Australia ANZ Full time

    About UsAt ANZ, we're dedicated to improving the financial wellbeing and sustainability of our customers. Our Institutional bank provides innovative solutions to help our largest customers navigate the region's complex markets.About the RoleThe Head of Credit Trading, Australia is a key member of the Rates & Credit Leadership Team, driving the successful...

  • Regional Compliance Leader ANZ

    2 weeks ago

    Sydney, New South Wales, Australia Macquarie Full time

    Job SummaryMacquarie's ANZ Compliance team is seeking a highly experienced and skilled Regional Compliance Leader to maintain a comprehensive Compliance Framework and support Macquarie-wide surveillance.About the RoleAs Regional Compliance Leader, you will play a critical role in strengthening Macquarie's relationship with regulators across all its business...

  • Regional Compliance Director ANZ

    3 weeks ago

    Sydney, New South Wales, Australia Macquarie Full time

    Role OverviewMacquarie's ANZ Compliance team is responsible for maintaining a comprehensive Compliance Framework to enable our businesses to discharge their regulatory and compliance obligations. The team also maintains the Conduct Risk Framework and supports Macquarie-wide surveillance.About the RoleAs the Regional Compliance Director ANZ, you will play a...

  • Head of Marketing ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Teva Pharmaceutical Full time

    About the RoleWe are seeking an experienced and visionary senior marketer to join our organisation as the Head of Marketing. This is a critical position where you will have the opportunity to contribute as a significant and highly valued member of the ANZ Leadership Team, and where your marketing management expertise will help to drive commercial success and...

  • Head of APAC/ANZ Marketing

    4 weeks ago

    Sydney, New South Wales, Australia Snap Aus Pty Ltd Full time

    Job Title: Head of APAC/ANZ MarketingWe are seeking a highly experienced and skilled marketing leader to join our team as Head of APAC/ANZ Marketing. This is a unique opportunity to lead our marketing efforts across the APAC and ANZ regions, driving business growth and brand awareness.Key Responsibilities:Develop and execute a comprehensive marketing...

  • Head of APAC/ANZ Marketing

    4 weeks ago

    Sydney, New South Wales, Australia OpenPurpose Full time

    Job Title: Head of APAC/ANZ MarketingWe are seeking a highly experienced and strategic marketing leader to join our team as Head of APAC/ANZ Marketing. This is a unique opportunity to lead our marketing efforts across the APAC and ANZ regions, driving business growth and customer engagement.Key Responsibilities:Develop and execute a comprehensive marketing...

  • Head of Marketing ANZ

    3 weeks ago

    Sydney, New South Wales, Australia Teva Pharmaceutical Full time

    About the RoleTeva Pharmaceuticals is seeking an experienced and visionary senior marketer to join our organisation as the Head of Marketing ANZ. This is a critical position where you will have the opportunity to contribute as a significant and highly valued member of the ANZ Leadership Team, and where your marketing management expertise will help to drive...

  • Head of Marketing ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Teva Pharmaceutical Full time

    About the RoleTeva Pharmaceuticals is seeking a highly experienced and visionary senior marketer to join our organisation as the Head of Marketing for the ANZ region. This is a critical position where you will have the opportunity to contribute as a significant and highly valued member of the ANZ Leadership Team, and where your marketing management expertise...

  • Senior Compliance Director

    1 day ago

    Sydney, New South Wales, Australia Assurant Full time

    About the RoleWe are seeking a Senior Compliance Director to lead our Australia and New Zealand operations. As a key member of our team, you will be responsible for ensuring that our businesses comply with all local regulatory requirements and Assurant's Corporate Compliance programs.Key ResponsibilitiesWork closely with the Head of Compliance APAC to manage...

  • Regional Compliance Expert ANZ

    5 days ago

    Sydney, New South Wales, Australia Macquarie Full time

    At Macquarie, we are committed to maintaining a robust and effective Compliance Framework to ensure our businesses operate in accordance with regulatory requirements.The role of Regional Head of Compliance is critical in strengthening Macquarie's relationship with regulators across all its business and support groups. As the main point of coordination for...

  • Head of APAC/ANZ Marketing

    4 weeks ago

    Sydney, New South Wales, Australia Snap Inc. Full time

    Job SummaryWe are seeking a highly experienced and skilled marketing leader to join our team as Head of APAC/ANZ Marketing. This is a unique opportunity to lead our marketing efforts across the APAC and ANZ regions, driving business growth and customer engagement.Key ResponsibilitiesDevelop and execute a comprehensive marketing strategy for APAC and ANZ,...

  • Head of APAC/ANZ Marketing

    4 weeks ago

    Sydney, New South Wales, Australia Snap Inc. Full time

    Job DescriptionSnap Inc. is seeking a seasoned marketing leader to drive the company's growth in the APAC and ANZ regions. As the Head of APAC/ANZ Marketing, you will be responsible for developing and executing marketing strategies that align with the company's global goals.Key ResponsibilitiesLead the development of marketing strategies for the APAC and ANZ...

  • Head of Sales ANZ

    4 weeks ago

    Sydney, New South Wales, Australia Intuit Inc. Full time

    About the RoleWe are seeking a highly experienced and results-driven Head of Sales for our ANZ region to lead our sales strategy and drive business growth.Key ResponsibilitiesLead and grow a high-performing sales team to achieve sales targets and exceed customer growth expectations.Develop and execute a customer acquisition strategy in partnership with the...