
Regulatory Compliance Professional
2 weeks ago
At our risk management and compliance organization, we are seeking a talented professional to fill the role of Compliance Specialist. This position will be based in Sydney or Melbourne.
This is a hybrid role that requires working at least three days a week in the office. As part of our team, you will support the development and enhancement of comprehensive compliance frameworks and policies, processes, and procedures.
Key Responsibilities:
- Support the maintenance of the obligations register for Marsh McLennan Pacific, working with Line 1 and other stakeholders to identify obligation ownership.
- Undertake Line 2 activities related to conflicts management.
- Provide advisory support to assess adherence to organisational policies and regulatory obligations.
- Manage fit and proper requirements including assessments of persons in regulated roles, appointments and removals of Responsible Persons and Responsible Managers.
- Drive continuous improvement initiatives within the Compliance function.
- Obtain, analyze, and interpret compliance data from internal and external sources to prepare reporting to support the Compliance function.
Requirements:
- Experience in regulatory compliance or legal areas with experience in the Australian financial services industry preferred.
- Excellent communication and presentation skills.
What We Offer:
- Professional development opportunities
- A vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for clients and communities.
As a global leader in risk, strategy and people, we advise clients across four businesses: Marsh, Guy Carpenter, Mercer, and Oliver Wyman.
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