Compliance Risk Professional
6 days ago
Are you an expert in evaluating and mitigating risk? Do you have a knack for analyzing complex solutions?
Key Responsibilities:- Drive or work as a team member on investment suitability reviews and controls testing within the financial industry.
- Analyze and assess risks arising from both business and support functions.
- Identify and evaluate the design, implementation, and effectiveness of controls designed to address those risks.
- Document and communicate review findings, root causes, and risks, and prepare reports of reviews for senior management.
You will be working in a Monitoring & Surveillance function based in Sydney. This function supports the achievement of strategic, operational, financial, and compliance objectives.
Requirements:- 3-4 years experience in external or internal audit, or compliance controls testing within the financial industry.
- Strong analytical skills and a quantitative approach to problem-solving.
- Ability to effectively communicate with senior stakeholders.
- Risk-focused, and capable of using data analytics (Alteryx, Microsoft PowerBi, Tableau etc) to gain insights into business trends and identify outliers.
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