Senior Regulatory Compliance Specialist

2 weeks ago

Wollongong, New South Wales, Australia beBeeCompliance Full time $140,000 - $175,000
Regulatory Compliance Role

We are seeking a talented individual to join our Risk and Compliance team.

This role has a requirement of working at least three days a week in the office, with the possibility of remote work.

The ideal candidate will have exposure in regulatory compliance, incident and breach management within the Australian financial services industry.

They will possess experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice and insurance broking.

  • Key responsibilities:
  • Support the Incident and Breach Management frameworks, policies, tools, systems and processes required for the organisation to effectively manage compliance risks.
  • Provide expert compliance advisory services and support on compliance incidents and breach reporting particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy and AML / CTF incidents.
  • Undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes.
  • Present compliance assessments to relevant stakeholders and forums as required.

What we need from you:

  • Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
  • Ability to provide strategic advice to senior stakeholders on compliance incidents.
  • Excellent presentation, communication and negotiation skills.
  • Sound knowledge and understanding of Risk Management systems, frameworks and processes particularly in respect of incident and breach reporting.

Benefits:

  • Professional development opportunities, interesting work and supportive leaders.
  • A vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.

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