Compliance Specialist

2 weeks ago

Wollongong, New South Wales, Australia beBeeRegulatory Full time $90,000 - $110,000

We are seeking a talented professional to join our Risk Management team. This role will be based in Sydney or Melbourne and require collaboration between office and remote work environments at least three days a week.

Reporting to Senior Manager, Compliance Advisory, this role will support the management of regulatory compliance frameworks, policies, and procedures to ensure alignment with organisational requirements.

The key responsibilities include:

  • Supporting the development and enhancement of comprehensive compliance frameworks and processes.
  • Assisting in maintaining the obligations register and identifying ownership.
  • Undertaking conflict management activities.
  • Establishing and implementing effective monitoring mechanisms for compliance practices.
  • Managing financial services licensing and authorisations.
  • Managing fit and proper requirements for regulated roles.
  • Driving continuous improvement initiatives within the Compliance function.

To be successful in this role, you will have:

  • Experience in a similar role in regulatory compliance or legal areas with experience in the Australian financial services industry preferred.
  • Excellent communication and presentation skills.

Key characteristics of this role include:

  • Expertise in regulatory obligations related to superannuation, investments, administration, financial advice, or insurance broking.

Our organisation fosters a culture that supports your growth and development through professional opportunities. We value diversity and inclusion, encouraging you to bring your unique perspective to contribute to our success.

Marsh McLennan is a global leader in risk, strategy, and people. With annual revenue of $24 billion and more than 90,000 colleagues across 130 countries, we help build confidence through the power of perspective.

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