Stockbroking - Dealers Support Specialist
2 weeks ago
Wealth Management
A highly respected global financial institution is seeking an experienced equity markets support specialist to join their Australian wealth management/stockbroking department in Brisbane. This 12-month contract role will see you supporting private client advisers and the broader investment, product, and services team.
The ideal candidate will have around 2+ years' experience within wealth management, ideally equity markets operations / client services or coming from another dealer/desk/advisor assistant role. Please note that this role requires candidates with full and unrestricted working rights.
Key Responsibilities:
- Liaise between dealing desk, internal departments, external organisations, service agents, and clients.
- Answer all incoming client calls and respond to client queries.
- Taking and placing orders.
- Manage bulk trades.
- Prepare and collate information required prior to client meetings.
- Monitor and liaise with Advisers on failed settlements and provide daily reports.
- Assist with settlement queries.
- Support floats/IPOs/placements/corporate actions.
- Post client meetings, work with Advisers regarding action points.
- Provide advisers with post meeting emails to ensure clients are updated.
- Quote market prices on indices, ordinary shares, and options.
- Manage upcoming corporate actions, floats, IPOs.
Desired Qualifications and Experience
- 2+ years equity operations, client services, or (ideally) prior desk/advisor assistant experience within the stockbroking / wealth management industry.
- Tertiary degree – Bachelor's Degree or higher – within a related discipline.
- RG 146 qualification – if not held already then a requirement to study towards.
- AML/KYC experience, as well as strong MS Office skills.
- Excellent numeracy and communication skills when speaking to HNW clients.
- High attention to detail and organisational skills.
- Ability to work under pressure and to tight timeframes within a team.
This is a great opportunity to join a reputable and respected global wealth manager. The remuneration for this role is circa $85,000 + super, depending on prior experience.
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